Home/Filings/4/0001140361-10-035066
4//SEC Filing

SUN PHARMA GLOBAL INC 4

Accession 0001140361-10-035066

CIK 0000887708other

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 10:11 AM ET

Size

11.8 KB

Accession

0001140361-10-035066

Insider Transaction Report

Form 4
Period: 2010-08-24
Transactions
  • Conversion

    Common Stock

    2010-08-24+544,00021,542,014 total(indirect: See footnote)
  • Conversion

    Series B. Preferred Stock

    2010-08-24544,000544,000 total(indirect: See footnote)
    Exercise: $0.00From: 2010-08-13Common Stock (544,000 underlying)
Holdings
  • Common Stock

    8,382,666
SHANGHVI DILIP S
Director(Non-Executive) Chairman
Transactions
  • Conversion

    Common Stock

    2010-08-24+544,00021,542,014 total(indirect: See footnote)
  • Conversion

    Series B. Preferred Stock

    2010-08-24544,000544,000 total(indirect: See footnote)
    Exercise: $0.00From: 2010-08-13Common Stock (544,000 underlying)
Holdings
  • Common Stock

    8,382,666
Transactions
  • Conversion

    Common Stock

    2010-08-24+544,00021,542,014 total(indirect: See footnote)
  • Conversion

    Series B. Preferred Stock

    2010-08-24544,000544,000 total(indirect: See footnote)
    Exercise: $0.00From: 2010-08-13Common Stock (544,000 underlying)
Holdings
  • Common Stock

    8,382,666
Footnotes (3)
  • [F1]The Series B preferred shares converted into Common Stock on a one-to-one basis and had no expiration date.
  • [F2]These shares are owned directly by Sun Pharma Global, Inc, which is wholly-owned subsidiary of Sun Pharmaceutical Industries Limited ("Sun"). Dilip S. Shanghvi is the controlling shareholder of Sun. Sun and Mr. Shanghvi disclaim beneficial ownership of the reported shares except to the extent of their respective pecuniary interests therein.
  • [F3]These shares are owned directly by Sun. Dilip S. Shanghvi is the controlling shareholder of Sun. Mr. Shanghvi disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

CARACO PHARMACEUTICAL LABORATORIES LTD

CIK 0000887708

Entity typeother

Related Parties

1
  • filerCIK 0001197088

Filing Metadata

Form type
4
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 10:11 AM ET
Size
11.8 KB