4//SEC Filing
Quadracci Thomas A 4
Accession 0001140361-10-035450
CIK 0001409375other
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 2:14 PM ET
Size
14.0 KB
Accession
0001140361-10-035450
Insider Transaction Report
Form 4
Quadracci Thomas A
Director
Transactions
- Purchase
Common Stock
2010-08-26$2.19/sh+6,558$14,348→ 69,534 total - Purchase
Common Stock
2010-08-27$2.23/sh+6,102$13,625→ 75,636 total
Holdings
- 10,000
Stock Options (right to buy)
Exercise: $4.49From: 2008-07-27Exp: 2017-07-27→ Common Stock (10,000 underlying) - 3,600(indirect: By Spouse)
Common Stock
- 14,851
Stock Options (right to buy)
Exercise: $11.61From: 2009-05-19Exp: 2018-05-19→ Common Stock (14,851 underlying) - 10,583
Stock Options (right to buy)
Exercise: $3.78From: 2010-05-19Exp: 2019-05-19→ Common Stock (10,583 underlying) - 19,912
Stock Options (right to buy)
Exercise: $3.46From: 2011-05-18Exp: 2020-05-18→ Common Stock (19,912 underlying)
Footnotes (6)
- [F1]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted July 27, 2007, became fully exercisable on July 27, 2008.
- [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2008, vests and becomes exercisable in three equal installments on May 19, 2009, 2010 and 2011, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in three equal installments on May 19, 2010, 2011 and 2012, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
- [F5]The price in Column 4 is a weighted average price. The prices actually received ranged from $2.16 to $2.20. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F6]The price in Column 4 is a weighted average price. The prices actually received ranged from $2.21 to $2.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001418635
Filing Metadata
- Form type
- 4
- Filed
- Aug 29, 8:00 PM ET
- Accepted
- Aug 30, 2:14 PM ET
- Size
- 14.0 KB