4//SEC Filing
Zhang Ian 4
Accession 0001140361-10-036241
CIK 0000320017other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 9:52 PM ET
Size
8.7 KB
Accession
0001140361-10-036241
Insider Transaction Report
Form 4
Zhang Ian
See Remarks
Transactions
- Award
Warrants (right to buy)
2010-09-01+600,000→ 600,000 totalExercise: $1.65Exp: 2020-08-31→ Common Stock, par value $0.001 per share (600,000 underlying) - Award
Common Stock, par value $0.001 per share
2010-09-01+10,000→ 10,000 total
Footnotes (2)
- [F1]On September 1, 2010, the commencement date of his employment agreement with NeoStem (China), Inc., a wholly-owned subsidiary of NeoStem, Inc. (the "Company"), the reporting person was granted a restricted stock award for 10,000 shares of common stock, par value $0.001 per share, of the Company ("Common Stock"), pursuant and subject to the terms and conditions of the Company's 2009 Non-U.S. Based Equity Compensation Plan (the "2009 Non-U.S. Plan"). The forfeiture restrictions on such shares will lapse on March 1, 2011, subject to the reporting person's continued employment.
- [F2]On September 1, 2010, the reporting person was granted a warrant to purchase 600,000 shares of Common Stock, pursuant and subject to the terms and conditions of the 2009 Non-U.S. Plan. This warrant is scheduled to vest as to 200,000 shares on each of September 1, 2011, September 1, 2012 and September 1, 2013, subject to the reporting person's continued employment.
Documents
Issuer
NeoStem, Inc.
CIK 0000320017
Entity typeother
Related Parties
1- filerCIK 0001500329
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 9:52 PM ET
- Size
- 8.7 KB