Zhang Ian 4
4 · NeoStem, Inc. · Filed Sep 3, 2010
Insider Transaction Report
Form 4
Zhang Ian
See Remarks
Transactions
- Award
Warrants (right to buy)
2010-09-01+600,000→ 600,000 totalExercise: $1.65Exp: 2020-08-31→ Common Stock, par value $0.001 per share (600,000 underlying) - Award
Common Stock, par value $0.001 per share
2010-09-01+10,000→ 10,000 total
Footnotes (2)
- [F1]On September 1, 2010, the commencement date of his employment agreement with NeoStem (China), Inc., a wholly-owned subsidiary of NeoStem, Inc. (the "Company"), the reporting person was granted a restricted stock award for 10,000 shares of common stock, par value $0.001 per share, of the Company ("Common Stock"), pursuant and subject to the terms and conditions of the Company's 2009 Non-U.S. Based Equity Compensation Plan (the "2009 Non-U.S. Plan"). The forfeiture restrictions on such shares will lapse on March 1, 2011, subject to the reporting person's continued employment.
- [F2]On September 1, 2010, the reporting person was granted a warrant to purchase 600,000 shares of Common Stock, pursuant and subject to the terms and conditions of the 2009 Non-U.S. Plan. This warrant is scheduled to vest as to 200,000 shares on each of September 1, 2011, September 1, 2012 and September 1, 2013, subject to the reporting person's continued employment.