4//SEC Filing
GLENN PAUL F 4
Accession 0001140361-10-041587
CIK 0000949428other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 4:15 PM ET
Size
14.4 KB
Accession
0001140361-10-041587
Insider Transaction Report
Form 4
CYCAD GROUP, LLC
10% Owner
Transactions
- Other
Warrants
2010-10-15+28,143→ 28,143 totalExercise: $7.92From: 2010-10-15→ Common Stock (28,143 underlying) - Other
Common Stock
2010-10-15+369,470→ 369,470 total - Other
Warrants
2010-10-15+9,859→ 9,859 totalExercise: $2.78From: 2010-10-15Exp: 2014-10-01→ Common Stock (9,859 underlying)
GLENN PAUL F
10% Owner
Transactions
- Other
Common Stock
2010-10-15+369,470→ 369,470 total - Other
Warrants
2010-10-15+28,143→ 28,143 totalExercise: $7.92From: 2010-10-15→ Common Stock (28,143 underlying) - Other
Warrants
2010-10-15+9,859→ 9,859 totalExercise: $2.78From: 2010-10-15Exp: 2014-10-01→ Common Stock (9,859 underlying)
JUDSON K LEONARD
10% Owner
Transactions
- Other
Warrants
2010-10-15+9,859→ 9,859 totalExercise: $2.78From: 2010-10-15Exp: 2014-10-01→ Common Stock (9,859 underlying) - Other
Warrants
2010-10-15+28,143→ 28,143 totalExercise: $7.92From: 2010-10-15→ Common Stock (28,143 underlying) - Other
Common Stock
2010-10-15+369,470→ 369,470 total
Footnotes (4)
- [F1]This filing is being made as the result of the acquisition of securities of Clean Diesel Technologies, Inc. ("CDTI") by the reporting persons in exchange for securities of Catalytic Solutions, Inc. ("CSI") previously held thereby, pursuant to the merger (the "Merger") of a wholly owned subsidiary of CDTI into CSI on October 12, 2010. As a result of the Merger, CSI became a wholly owned subsidiary of CDTI. The reporting persons owned no securities of CDTI prior to the Merger.
- [F2]Such securities are held directly by Cycad Group, LLC ("Cycad"), and may be deemed to be beneficially owned by K. Leonard Judson and Paul F. Glenn, who serve as the sole directors of Cycad. All such persons other than Cycad disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The warrant expires on the earlier of (a) October 15, 2013 and (b) the date 30 days after CDTI notifies the warrant holder that the market price of CDTI's common stock has exceeded $10.50 for 10 consecutive days.
- [F4]Excludes warrants to purchase an additional 8,067 shares of CDTI common stock that CDTI is obligated to issue to Cycad upon exercise of these warrants, which warrants, if issued, will have the same terms as the warrants described in the row above.
Documents
Issuer
CLEAN DIESEL TECHNOLOGIES INC
CIK 0000949428
Entity typeother
Related Parties
1- filerCIK 0000935830
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 4:15 PM ET
- Size
- 14.4 KB