4//SEC Filing
WORNOM SAMUEL J III 4
Accession 0001140361-10-042775
CIK 0001071992other
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 5:03 PM ET
Size
14.6 KB
Accession
0001140361-10-042775
Insider Transaction Report
Form 4
WORNOM SAMUEL J III
Director
Transactions
- Award
Phantom Stock Units
2010-10-28$1.60/sh+7,031$11,250→ 13,082 totalFrom: 2012-01-26Exp: 2012-01-26→ Common Stock (7,031 underlying)
Holdings
- 78,377
Common Stock
- 29,553(indirect: By Partnership)
Common Stock
- 34,600(indirect: By Affiliated Company)
Common Stock
- 7,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (7,000 underlying) - 8,870
Phantom Stock Units
→ Common Stock (8,870 underlying) - 8,447
Phantom Stock Units
From: 2011-01-27Exp: 2011-01-27→ Common Stock (8,447 underlying) - 1,194(indirect: By Trust)
Common Stock
- 1,194(indirect: By Trust)
Common Stock
- 2,750
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
Footnotes (4)
- [F1]Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
- [F2]Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
- [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F4]Cross Creek Associates - 26% owned by reporting person
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001204278
Filing Metadata
- Form type
- 4
- Filed
- Oct 28, 8:00 PM ET
- Accepted
- Oct 29, 5:03 PM ET
- Size
- 14.6 KB