CAPITAL BANK CORP·4

Oct 29, 5:04 PM ET

RICKER CARL H JR 4

4 · CAPITAL BANK CORP · Filed Oct 29, 2010

Insider Transaction Report

Form 4
Period: 2010-10-28
Transactions
  • Award

    Phantom Stock Units

    2010-10-28$1.60/sh+8,398$13,43716,058 total
    From: 2012-01-26Exp: 2012-01-26Common Stock (8,398 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $9.30From: 2001-12-31Exp: 2012-01-01Common Stock (752 underlying)
    752
  • Phantom Stock Units

    From: 2011-01-27Exp: 2011-01-27Common Stock (11,967 underlying)
    11,967
  • Stock Option (Right to Buy)

    Exercise: $8.37From: 2000-12-31Exp: 2011-01-01Common Stock (896 underlying)
    896
  • Common Stock

    484,264
  • Common Stock

    (indirect: By IRA)
    82
  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31Common Stock (3,250 underlying)
    3,250
Footnotes (1)
  • [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4