EnergyConnect Group Inc·5

Nov 4, 9:41 PM ET

Stremel John P 5

5 · EnergyConnect Group Inc · Filed Nov 4, 2010

Insider Transaction Report

Form 5
Period: 2010-01-02
Stremel John P
VP Grid Operations
Transactions
  • Sale

    Common Stock

    2008-07-22$0.45/sh5,000$2,272804,500 total
  • Award

    Common Stock Option

    2009-03-06+100,000100,000 total
    Exercise: $0.05Exp: 2019-03-06Common Stock (100,000 underlying)
  • Sale

    Common Stock

    2008-05-16$0.41/sh2,300$934843,100 total
  • Award

    Common Stock Option

    2007-11-29+100,000100,000 total
    Exercise: $0.94Exp: 2012-11-29Common Stock (100,000 underlying)
  • Sale

    Common Stock

    2008-07-22$0.44/sh4,500$1,965809,500 total
  • Sale

    Common Stock

    2008-07-21$0.41/sh3,100$1,283825,000 total
  • Sale

    Common Stock

    2008-07-22$0.42/sh500$212814,500 total
  • Sale

    Common Stock

    2008-07-22$0.51/sh500$255814,000 total
  • Exercise/Conversion

    Common Stock Option

    2008-02-05575,4600 total
    Exercise: $0.32From: 2008-02-05Exp: 2008-02-06Common Stock (575,460 underlying)
  • Sale

    Common Stock

    2007-02-23$0.59/sh10,000$5,947373,640 total
  • Sale

    Common Stock

    2007-03-15$0.56/sh10,000$5,647363,640 total
  • Sale

    Common Stock

    2007-04-04$0.66/sh10,000$6,647343,640 total
  • Sale

    Common Stock

    2008-05-15$0.40/sh7,000$2,832856,100 total
  • Sale

    Common Stock

    2008-05-16$0.38/sh200$76845,900 total
  • Sale

    Common Stock

    2008-05-16$0.41/sh5,000$2,072838,100 total
  • Sale

    Common Stock

    2008-07-21$0.39/sh10,000$3,947815,000 total
  • Sale

    Common Stock

    2008-07-22$0.49/sh9,500$4,697795,000 total
  • Purchase

    Common Stock Warrant

    2008-05-07+12,50012,500 total
    Exercise: $0.60From: 2008-05-07Exp: 2013-05-07Common Stock (12,500 underlying)
  • Award

    Common Stock Option

    2009-03-06+756,959756,959 total
    Exercise: $0.05Exp: 2019-03-06Common Stock (756,959 underlying)
  • Exercise/Conversion

    Common Stock

    2007-02-05$0.32/sh+383,640$122,765383,640 total
  • Sale

    Common Stock

    2007-03-30$0.60/sh10,000$6,044353,640 total
  • Sale

    Common Stock

    2007-04-10$0.74/sh10,000$7,447333,640 total
  • Sale

    Common Stock

    2007-04-13$1.05/sh20,000$20,992313,640 total
  • Sale

    Common Stock

    2007-04-13$0.86/sh10,000$8,647303,640 total
  • Sale

    Common Stock

    2007-04-17$1.04/sh1,000$1,042302,640 total
  • Sale

    Common Stock

    2007-06-27$0.84/sh10,000$8,447292,640 total
  • Sale

    Common Stock

    2007-07-17$0.89/sh10,000$8,947282,640 total
  • Sale

    Common Stock

    2007-12-03$1.10/sh10,000$10,992272,640 total
  • Sale

    Common Stock

    2008-01-03$0.89/sh10,000$8,947262,640 total
  • Exercise/Conversion

    Common Stock

    2008-02-05$0.32/sh+575,460$184,147838,100 total
  • Purchase

    Common Stock

    2008-05-07$0.40/sh+25,000$10,000863,100 total
  • Sale

    Common Stock

    2008-05-15$0.39/sh10,000$3,947846,100 total
  • Sale

    Common Stock

    2008-05-16$0.42/sh500$212845,400 total
  • Sale

    Common Stock

    2008-07-17$0.39/sh10,000$3,947828,100 total
  • Sale

    Common Stock

    2008-07-22$0.48/sh10,000$4,797785,000 total
  • Exercise/Conversion

    Common Stock Option

    2007-02-05383,640575,460 total
    Exercise: $0.32From: 2007-02-05Exp: 2008-02-06Common Stock (383,640 underlying)
Holdings
  • Common Stock Option

    Exercise: $0.32Exp: 2008-02-06Common Stock (959,100 underlying)
    959,100
  • Common Stock Option

    Exercise: $0.65Exp: 2011-11-21Common Stock (42,500 underlying)
    42,500
Footnotes (5)
  • [F1]The Reporting Person became a Section 16 officer effective December 31, 2006, the beginning of the Issuer's 2007 fiscal year.
  • [F2]This option was granted on October 13, 2005 in conjunction with the acquisition of EnerygConnect, Inc. These options were granted with exercise dates of February 5, 2007 and February 5, 2008.
  • [F3]1/48th of the total shares covered by the option vest each month.
  • [F4]1/12th of the total shares covered by the option vest each month.
  • [F5]1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter.

Documents

1 file
  • 5
    doc1.xmlPrimary

    FORM 5