Stremel John P 5

Accession 0001140361-10-043794

CIK 0000944947other

View on SEC.gov Company Profile

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 9:41 PM ET

Size

66.4 KB

Accession

0001140361-10-043794

Insider Transaction Report

Form 5

Period: 2010-01-02

EnergyConnect Group IncECNG.OB

Stremel John P

VP Grid Operations

Transactions

Sale
Common Stock
2008-07-22$0.45/sh−5,000$2,272→ 804,500 total
Award
Common Stock Option
2009-03-06+100,000→ 100,000 total
Exercise: $0.05Exp: 2019-03-06→ Common Stock (100,000 underlying)
Sale
Common Stock
2008-05-16$0.41/sh−2,300$934→ 843,100 total
Award
Common Stock Option
2007-11-29+100,000→ 100,000 total
Exercise: $0.94Exp: 2012-11-29→ Common Stock (100,000 underlying)
Sale
Common Stock
2008-07-22$0.44/sh−4,500$1,965→ 809,500 total
Sale
Common Stock
2008-07-21$0.41/sh−3,100$1,283→ 825,000 total
Sale
Common Stock
2008-07-22$0.42/sh−500$212→ 814,500 total
Sale
Common Stock
2008-07-22$0.51/sh−500$255→ 814,000 total
Exercise/Conversion
Common Stock Option
2008-02-05−575,460→ 0 total
Exercise: $0.32From: 2008-02-05Exp: 2008-02-06→ Common Stock (575,460 underlying)
Sale
Common Stock
2007-02-23$0.59/sh−10,000$5,947→ 373,640 total
Sale
Common Stock
2007-03-15$0.56/sh−10,000$5,647→ 363,640 total
Sale
Common Stock
2007-04-04$0.66/sh−10,000$6,647→ 343,640 total
Sale
Common Stock
2008-05-15$0.40/sh−7,000$2,832→ 856,100 total
Sale
Common Stock
2008-05-16$0.38/sh−200$76→ 845,900 total
Sale
Common Stock
2008-05-16$0.41/sh−5,000$2,072→ 838,100 total
Sale
Common Stock
2008-07-21$0.39/sh−10,000$3,947→ 815,000 total
Sale
Common Stock
2008-07-22$0.49/sh−9,500$4,697→ 795,000 total
Purchase
Common Stock Warrant
2008-05-07+12,500→ 12,500 total
Exercise: $0.60From: 2008-05-07Exp: 2013-05-07→ Common Stock (12,500 underlying)
Award
Common Stock Option
2009-03-06+756,959→ 756,959 total
Exercise: $0.05Exp: 2019-03-06→ Common Stock (756,959 underlying)
Exercise/Conversion
Common Stock
2007-02-05$0.32/sh+383,640$122,765→ 383,640 total
Sale
Common Stock
2007-03-30$0.60/sh−10,000$6,044→ 353,640 total
Sale
Common Stock
2007-04-10$0.74/sh−10,000$7,447→ 333,640 total
Sale
Common Stock
2007-04-13$1.05/sh−20,000$20,992→ 313,640 total
Sale
Common Stock
2007-04-13$0.86/sh−10,000$8,647→ 303,640 total
Sale
Common Stock
2007-04-17$1.04/sh−1,000$1,042→ 302,640 total
Sale
Common Stock
2007-06-27$0.84/sh−10,000$8,447→ 292,640 total
Sale
Common Stock
2007-07-17$0.89/sh−10,000$8,947→ 282,640 total
Sale
Common Stock
2007-12-03$1.10/sh−10,000$10,992→ 272,640 total
Sale
Common Stock
2008-01-03$0.89/sh−10,000$8,947→ 262,640 total
Exercise/Conversion
Common Stock
2008-02-05$0.32/sh+575,460$184,147→ 838,100 total
Purchase
Common Stock
2008-05-07$0.40/sh+25,000$10,000→ 863,100 total
Sale
Common Stock
2008-05-15$0.39/sh−10,000$3,947→ 846,100 total
Sale
Common Stock
2008-05-16$0.42/sh−500$212→ 845,400 total
Sale
Common Stock
2008-07-17$0.39/sh−10,000$3,947→ 828,100 total
Sale
Common Stock
2008-07-22$0.48/sh−10,000$4,797→ 785,000 total
Exercise/Conversion
Common Stock Option
2007-02-05−383,640→ 575,460 total
Exercise: $0.32From: 2007-02-05Exp: 2008-02-06→ Common Stock (383,640 underlying)

Holdings

Common Stock Option
Exercise: $0.32Exp: 2008-02-06→ Common Stock (959,100 underlying)
959,100
Common Stock Option
Exercise: $0.65Exp: 2011-11-21→ Common Stock (42,500 underlying)
42,500

Footnotes (5)

[F1]The Reporting Person became a Section 16 officer effective December 31, 2006, the beginning of the Issuer's 2007 fiscal year.
[F2]This option was granted on October 13, 2005 in conjunction with the acquisition of EnerygConnect, Inc. These options were granted with exercise dates of February 5, 2007 and February 5, 2008.
[F3]1/48th of the total shares covered by the option vest each month.
[F4]1/12th of the total shares covered by the option vest each month.
[F5]1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter.

Documents

1 file

5
doc1.xmlPrimary
FORM 5

Issuer

EnergyConnect Group Inc

CIK 0000944947

→

Entity typeother

Related Parties

filerCIK 0001469711

Filing Metadata

Form type: 5
Filed: Nov 3, 8:00 PM ET
Accepted: Nov 4, 9:41 PM ET
Size: 66.4 KB

View on SEC.gov