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Home/Filings/4/0001140361-10-046700
4//SEC Filing

Green Theodore Seth 4

Accession 0001140361-10-046700

CIK 0000216324other
View on SEC.govCompany Profile

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 7:57 PM ET

Size

19.9 KB

Accession

0001140361-10-046700

Insider Transaction Report

Form 4
Period: 2010-11-18
IMAGE ENTERTAINMENT INCDISK
Green Theodore Seth
DirectorChairman and CEO
Transactions
  • Conversion

    Common Stock

    2010-11-18+17,893,837→ 27,751,169 total
  • Award

    Restricted Common Stock Award (A)

    2010-11-19+8,005,550→ 8,009,050 total
  • Award

    Restricted Common Stock Award (B)

    2010-11-19+1,502,877→ 9,511,927 total
  • Award

    Restricted Common Stock Award (C)

    2010-11-19+345,405→ 9,857,332 total
  • Award

    Stock Option (right to buy) (A)

    2010-11-19+1,793,165→ 1,793,165 total
    Exercise: $0.20From: 2011-01-08Exp: 2020-11-19→ Common Stock (1,793,165 underlying)
  • Award

    Stock Option (right to buy) (B)

    2010-11-19+946,801→ 946,801 total
    Exercise: $0.20Exp: 2020-11-19→ Common Stock (946,801 underlying)
  • Award

    Stock Option (right to buy) (C)

    2010-11-19+2,104,273→ 2,104,273 total
    Exercise: $0.20Exp: 2020-11-19→ Common Stock (2,104,273 underlying)
  • Conversion

    Series C Junior Participating Preferred Stock

    2010-11-18+17,893.837→ 0 total
    From: 2010-04-14→ Common Stock (17,893,837 underlying)
Footnotes (6)
  • [F1]Award granted in satisfaction of a prior contractual agreement by the issuer with the reporting person under an employment agreement entered into in April 2010 to grant such award.
  • [F2]Shares vest and cease to be subject to forfeiture upon continued service and/or satisfaction of certain performance-related conditions (including stock price achievement) or other conditions applicable to the award.
  • [F3]The Series C Junior Participating Preferred Stock ("Series C Preferred Stock") automatically converted into shares of common stock at a ratio of 1,000 shares of common stock for each share of Series C Preferred Stock on November 18, 2010, the date that sufficient authorized but unissued common stock became available to convert all outstanding Series C Preferred Stock into common stock. The Series C Preferred Stock had no expiration date.
  • [F4]25% vests on January 8, 2011 and 6.25% vests each three-month period thereafter (vesting round up to nearest whole share). 100% vested on January 8, 2014.
  • [F5]100% vested upon the earlier of (i) the date the stock's fair market value equals or exceeds $0.0773 for any 20 out of 30 consecutive trading days on or after January 8, 2012, (ii) a change in control in which the stock's equity value equals or exceeds $0.0733 per share, or (iii) January 8, 2019.
  • [F6]100% vested upon the earlier of (i) the date the stock's fair market value equals or exceeds $0.19 for any 20 out of 30 consecutive trading days on or after January 8, 2013 (ii) a change in control in which the stock's equity value equals or exceeds $0.19 per share, or (iii) January 8, 2019.

Documents

1 file

Issuer

IMAGE ENTERTAINMENT INC

CIK 0000216324

→
Entity typeother

Related Parties

1
  • filerCIK 0001399096

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 7:57 PM ET
Size
19.9 KB
View on SEC.gov