BORER JOHN J III 4
4 · RODMAN & RENSHAW CAPITAL GROUP, INC. · Filed Dec 2, 2010
Insider Transaction Report
Form 4
BORER JOHN J III
DirectorSnr Mging Dir-Head Invmt Bkg
Transactions
- Award
Common Stock
2010-11-30+300,000→ 300,000 total
Holdings
- 2,178,210
Common Stock
- 15,873(indirect: By Spouse)
Common Stock
- 250,000(indirect: By GRAT)
Common Stock
Footnotes (2)
- [F1]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
- [F2]Not applicable.