4//SEC Filing
BORER JOHN J III 4
Accession 0001140361-10-047873
CIK 0001054303other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:35 PM ET
Size
7.7 KB
Accession
0001140361-10-047873
Insider Transaction Report
Form 4
BORER JOHN J III
DirectorSnr Mging Dir-Head Invmt Bkg
Transactions
- Award
Common Stock
2010-11-30+300,000→ 300,000 total
Holdings
- 2,178,210
Common Stock
- 15,873(indirect: By Spouse)
Common Stock
- 250,000(indirect: By GRAT)
Common Stock
Footnotes (2)
- [F1]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
- [F2]Not applicable.
Documents
Issuer
RODMAN & RENSHAW CAPITAL GROUP, INC.
CIK 0001054303
Entity typeother
Related Parties
1- filerCIK 0001406217
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:35 PM ET
- Size
- 7.7 KB