RUBIN EDWARD 4
4 · RODMAN & RENSHAW CAPITAL GROUP, INC. · Filed Dec 2, 2010
Insider Transaction Report
Form 4
RUBIN EDWARD
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2010-11-30+1,500,000→ 1,500,000 total
Holdings
- 12,711,683(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
- [F2]Not applicable.
- [F3]These securities are owned indirectly by Mr. Edward Rubin by virtue of his voting and disposition rights over all of the shares owned by Paul Revere, LLC.