4//SEC Filing
RUBIN EDWARD 4
Accession 0001140361-10-047875
CIK 0001054303other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:36 PM ET
Size
6.7 KB
Accession
0001140361-10-047875
Insider Transaction Report
Form 4
RUBIN EDWARD
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2010-11-30+1,500,000→ 1,500,000 total
Holdings
- 12,711,683(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
- [F2]Not applicable.
- [F3]These securities are owned indirectly by Mr. Edward Rubin by virtue of his voting and disposition rights over all of the shares owned by Paul Revere, LLC.
Documents
Issuer
RODMAN & RENSHAW CAPITAL GROUP, INC.
CIK 0001054303
Entity typeother
Related Parties
1- filerCIK 0001406201
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:36 PM ET
- Size
- 6.7 KB