Home/Filings/4/0001140361-10-049269
4//SEC Filing

BOYD DANIEL MARCUS IV 4

Accession 0001140361-10-049269

CIK 0001051871other

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 2:27 PM ET

Size

12.6 KB

Accession

0001140361-10-049269

Insider Transaction Report

Form 4
Period: 2010-12-13
BOYD DANIEL MARCUS IV
Exec. VP and COO of Subsidiary
Transactions
  • Tax Payment

    Common Stock

    2010-12-13$4.69/sh325$1,52417,000 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $4.76Exp: 2019-03-16Common Stock (211 underlying)
    211
  • Stock Option (Right to Buy)

    Exercise: $14.32From: 2003-11-03Exp: 2013-11-03Common Stock (21,000 underlying)
    21,000
  • Common Stock

    (indirect: By 401(k))
    7,672
  • Common Stock

    (indirect: By his ESOP)
    7,931
  • Stock Option (Right to Buy)

    Exercise: $7.62Exp: 2018-06-16Common Stock (21,000 underlying)
    21,000
Footnotes (7)
  • [F1]Reflects adjustment for stock split distributed on November 15, 2010.
  • [F2]Reflects shares withheld to pay tax obligations on vesting of restricted stock.
  • [F3]Includes 29,925 Restricted Stock Awards, composed of the remaining 12,600 unvested shares from 15,750 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013; and includes 3,675 Recognition and Retention Plan awards that will cliff vest on January 22, 2012, five years after the date of the award.
  • [F4]Includes 10,500 Recognition and Retention Plan shares awarded on November 3, 2003, that vested over a seven-year period, commencing on November 3, 2003, at the rate of 30% on November 3, 2003, 10% on January 2, 2004, 10% on November 3, 2005, and 10% per year on November 3 of each year thereafter and have fully vested on November 3, 2010. Accordingly, 13,650 shares have vested and 16,275 shares have not vested.
  • [F5]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F6]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F7]This incentive stock option has vested. Accordingly, 29,442 incentive stock options have vested and 12,769 incentive stock options have not vested.

Documents

1 file

Issuer

CITIZENS SOUTH BANKING CORP

CIK 0001051871

Entity typeother

Related Parties

1
  • filerCIK 0001250003

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 2:27 PM ET
Size
12.6 KB