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4//SEC Filing

HOSKINS GARY FOSTER 4

Accession 0001140361-10-049271

CIK 0001051871other

Filed

Dec 12, 7:00 PM ET

Accepted

Dec 13, 2:28 PM ET

Size

15.5 KB

Accession

0001140361-10-049271

Insider Transaction Report

Form 4
Period: 2010-12-13
HOSKINS GARY FOSTER
Executive VP, Treasurer & CFO
Transactions
  • Tax Payment

    Common Stock

    2010-12-13$4.69/sh650$3,04957,987 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    520
  • Stock Option (Right to Buy)

    Exercise: $4.76Exp: 2019-03-16Common Stock (215 underlying)
    215
  • Stock Option (Right to Buy)

    Exercise: $14.32From: 2003-11-03Exp: 2013-11-03Common Stock (42,000 underlying)
    42,000
  • Common Stock

    (indirect: By his ESOP)
    14,609
  • Common Stock

    (indirect: Custodian for daughter)
    26
  • Common Stock

    (indirect: Custodian for son)
    26
  • Common Stock

    (indirect: By 401(k))
    27,045
  • Common Stock

    (indirect: By IRA)
    520
  • Stock Option (Right to Buy)

    Exercise: $7.62Exp: 2018-06-16Common Stock (15,750 underlying)
    15,750
Footnotes (7)
  • [F1]Reflects adjustment for stock split distributed on November 15, 2010.
  • [F2]Reflects shares withheld to pay tax obligations on vesting of restricted stock.
  • [F3]Includes 31,500 Restricted Stock Awards, composed of 9,450 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013.
  • [F4]Includes 1,050 Recognition and Retention awards that will cliff vest on January 22, 2012, five years after the date of the award; and includes 21,000 Recognition and Retention shares awarded on November 3, 2003, that vested over a seven-year period, commencing on the date of the award, at the rate of 30% immediately, 10% on January 2, 2004, 10% on November 3, 2005, and 10% per year on November 3 of each year thereafter and have fully vested on November 3, 2010. Accordingly, 22,890 shares from these Awards have vested and 8,610 shares have not vested.
  • [F5]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F6]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F7]This incentive stock option has vested. Accordingly, 48,343 incentive stock options have vested and 9,622 incentive stock options have not vested.

Documents

1 file

Issuer

CITIZENS SOUTH BANKING CORP

CIK 0001051871

Entity typeother

Related Parties

1
  • filerCIK 0001250001

Filing Metadata

Form type
4
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 2:28 PM ET
Size
15.5 KB