Home/Filings/5/0001140361-10-049863
5//SEC Filing

Shaw Deborah 5

Accession 0001140361-10-049863

CIK 0000103872other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 5:29 PM ET

Size

15.6 KB

Accession

0001140361-10-049863

Insider Transaction Report

Form 5
Period: 2010-10-31
Shaw Deborah
Director10% Owner
Transactions
  • Other

    Common Stock, $0.10 par value

    2010-10-311,311280,592 total
  • Will/Inheritance

    Common Stock, $0.10 par value

    2010-03-037,1682,623 total(indirect: As Co-Executrix of the Estate of William Shaw)
  • Will/Inheritance

    Common Stock, $0.10 par value

    2010-06-162,6230 total(indirect: As Co-Executrix of the Estate of William Shaw)
Holdings
  • Common Stock, $0.10 par value

    (indirect: By GRATs)
    1,562,511
  • Common Stock, $0.10 par value

    (indirect: As custodian)
    71,220
  • Common Stock, $0.10 par value

    (indirect: By Spouse)
    23,019
  • Common Stock, $0.10 par value

    (indirect: By Spouse)
    34,584
  • Stock Option (Right to Buy)

    Exercise: $6.39Exp: 2019-04-06Common Stock, $.10 par value (3,000 underlying)
    3,000
Footnotes (7)
  • [F1]Return, without consideration, by the reporting person of an excess distribution from the issuer's Savings Plan that had been made to the Estate of William Shaw (the "Estate") and, in turn, distributed by the Estate to the reporting person.
  • [F2]Held by Grantor Retained Annuity Trusts ("GRATs") of which the reporting person is the sole trustee and sole annuitant. Transfers between the reporting person and the GRATs are exempt from reporting pursuant to Rule 16a-13.
  • [F3]Held by the reporting person as custodian under the California Uniform Transfers to Minors Act for the benefit of children of the reporting person.
  • [F4]The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
  • [F5]Represents shares owned by the Estate which were distributed to, or for the benefit of, Linda Shaw, the reporting person's sister. The reporting person's beneficial interest in the shares owned by the Estate, which shares had previously been distributable to, and which have now, been transferred to, the reporting person, have been reported as directly owned by the reporting person.
  • [F6]Held by the reporting person's spouse as custodian under the California Uniform Transfers to Minors Act for the benefit of children of the reporting person.
  • [F7]The option is exercisable in 20% annual installments, on a cumulative basis, commencing April 7, 2010, one year after the date of grant of the option.

Documents

1 file

Issuer

VOLT INFORMATION SCIENCES, INC.

CIK 0000103872

Entity typeother

Related Parties

1
  • filerCIK 0001366962

Filing Metadata

Form type
5
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 5:29 PM ET
Size
15.6 KB