4//SEC Filing
BRATHWAITE GAIL E D 4
Accession 0001140361-10-051025
CIK 0001264755other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 4:40 PM ET
Size
12.9 KB
Accession
0001140361-10-051025
Insider Transaction Report
Form 4
BRATHWAITE GAIL E D
Exec. V.P. & COO
Transactions
- Tax Payment
Common Stock
2010-12-20$14.60/sh−48,095$702,187→ 234,748 total - Award
Common Stock
2010-12-20$14.60/sh+4,983$72,752→ 4,983 total
Holdings
- 4,202(indirect: By 401(k))
Common Stock
- 720,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (720,000 underlying) - 27,714
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (27,714 underlying) - 7,916
Common Stock - ESOP
- 30,018
Stock Options
Exercise: $11.77From: 2011-05-31Exp: 2020-05-28→ Common Stock (30,018 underlying) - 7,628(indirect: ESOP - SERP)
Common Stock
Footnotes (4)
- [F1]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person and the issuance of Performance shares.
- [F2]Represents the issuance of Performances shares pursuant to the acceleration of awards previously disclosed in Form 8 - K filings on May 26, 2009 and May 25, 2010.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011 - 2014.
Documents
Issuer
NEWALLIANCE BANCSHARES INC
CIK 0001264755
Entity typeother
Related Parties
1- filerCIK 0001284298
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 4:40 PM ET
- Size
- 12.9 KB