CHAN K P 4
4 · NEWALLIANCE BANCSHARES INC · Filed Dec 22, 2010
Insider Transaction Report
Form 4
CHAN K P
EVP / Chief Risk Officer
Transactions
- Tax Payment
Common Stock
2010-12-20$14.60/sh−12,161$177,551→ 57,619 total(indirect: By Spouse) - Award
Common Stock
2010-12-20$14.60/sh+2,481$36,223→ 2,481 total(indirect: By Spouse)
Holdings
- 2,491(indirect: DRIP)
Common Stock (DRIP)
- 1,229(indirect: ESOP - SERP)
Common Stock
- 862(indirect: By 401(k))
Common Stock
- 130,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (130,000 underlying) - 1,250
Stock Options
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (1,250 underlying) - 7,725
Common Stock - ESOP
- 13,797
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (13,797 underlying) - 14,944
Stock Options
Exercise: $11.77From: 2011-05-31Exp: 2020-05-28→ Common Stock (14,944 underlying)
Footnotes (4)
- [F1]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person and the issuance of Performance shares.
- [F2]Represents the issuance of Performances shares pursuant to the acceleration of awards previously disclosed in Form 8 - K filings on May 26, 2009 and May 25, 2010.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011 - 2014.