PATTERSON PEYTON R 4
4 · NEWALLIANCE BANCSHARES INC · Filed Dec 22, 2010
Insider Transaction Report
Form 4
PATTERSON PEYTON R
DirectorChairman, President & CEO
Transactions
- Award
Common Stock
2010-12-20$14.60/sh+18,603$271,604→ 18,603 total - Tax Payment
Common Stock
2010-12-20$14.60/sh−115,275$1,683,015→ 420,420 total
Holdings
- 25,843(indirect: ESOP SERP)
Common Stock
- 14,277(indirect: By 401(k))
Common Stock
- 103,478
Stock Options
Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (103,478 underlying) - 7,579
Common Stock - ESOP
- 1,890,300
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (1,890,300 underlying) - 112,082
Stock Options
Exercise: $11.77From: 2011-05-31Exp: 2020-05-28→ Common Stock (112,082 underlying)
Footnotes (4)
- [F1]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person and the issuance of Performance shares.
- [F2]Represents the issuance of Performances shares pursuant to the acceleration of awards previously disclosed in Form 8 - K filings on May 26, 2009 and May 25, 2010.
- [F3]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vest 1/4 on each May 31 of years 2010 - 2013.
- [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011 - 2014.