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4//SEC Filing

BONANNO RAYMOND J 4

Accession 0001140361-11-001623

CIK 0001367722other
View on SEC.govCompany Profile

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 3:43 PM ET

Size

16.5 KB

Accession

0001140361-11-001623

Insider Transaction Report

Form 4
Period: 2010-12-31
SPICY PICKLE FRANCHISING INCSPKL
BONANNO RAYMOND J
Director
Transactions
  • Award

    Stock Options (Common Stock)

    2010-12-31+200,000→ 200,000 total
    Exercise: $0.09From: 2010-12-31Exp: 2015-12-31→ Common Stock (200,000 underlying)
Holdings

  • Common Stock

    (indirect: Raymon J. BonAnno and Joan E. BonAnno JTWROS)
    1,808,489

  • Stock Options

    Exercise: $0.20Exp: 2012-01-25→ Common Stock (100,000 underlying)
    100,000

  • Warrants

    (indirect: Raymond J. BonAnno and Joan E. BonAnno JTWOS)
    Exercise: $0.20Exp: 2014-09-22→ Common Stock (90,000 underlying)
    90,000

  • Common Stock

    (indirect: By Partnership)
    2,293,045

  • Stock Options

    Exercise: $0.17From: 2008-11-24Exp: 2013-11-24→ Common Stock (500,000 underlying)
    500,000

  • Warrants

    (indirect: Raymond J. BonAnno and Joan E. BonAnno JTWROS)
    Exercise: $0.19From: 2009-09-22Exp: 2014-09-22→ Common Stock (769,230 underlying)
    769,230

  • Convertible note due 5/1/13

    (indirect: Raymond J. BonAnno and Joan E. BonAnno JTWROS)
    Exercise: $0.13From: 2009-09-30Exp: 2013-05-01→ Common Stock (2,366,591 underlying)
    2,366,591

  • Convertible note due 5/1/13

    (indirect: Raymond J. BonAnno and Joan E. BonAnno JTWROS)
    From: 2009-09-30→ Warrants (153,828 underlying)
    153,828
Footnotes (4)
  • [F1]On January 25, 2007, the Reporting Person was granted an incentive stock option under the Issuer's 2006 Option Plan to purchase 100,000 shares of common stock originally at an exercise price of $0.25 per share. The options are exercisable as to (i) 50,000 shares immediately upon date of grant; (ii) 25,000 on the 1st anniversary of date of grant; and (iii) 25,000 on the 2nd anniversary of date of grant.
  • [F2]Acquired on December 14, 2007 in connection with a private placement financing transaction. The warrants are exercisable at any time, at the holder's election. On September 22, 2009, the exercise price was lowered to $0.20 and the expiration date was extended to September 22, 2014.
  • [F3]On September 30, 2009, Mr. BonAnno was issued a convertible note for $307,656.89 from the Issuer. The note is convertible at any time into shares at the rate of $0.13 per share. In addition, for every $2.00 converted, Mr. BonAnno will receive a warrant to purchase one share of common stock with the exercise price to be 120% of the average of the volume weighted average prices for the 10 trading days preceeding conversion.
  • [F4]On 12/31/10 the Reporting Person was granted an incentive stock option under the Issuer's 2006 Option Plan to purchase 200,000 shares of common stock at an exercise price of $0.085 per share. The options are fully vested on grant date.

Documents

1 file

Issuer

SPICY PICKLE FRANCHISING INC

CIK 0001367722

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Entity typeother

Related Parties

1
  • filerCIK 0001383732

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 3:43 PM ET
Size
16.5 KB
View on SEC.gov