4//SEC Filing
ITRI LORETTTA M 4
Accession 0001140361-11-001960
CIK 0000880643other
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:15 PM ET
Size
11.7 KB
Accession
0001140361-11-001960
Insider Transaction Report
Form 4
GENTA INC DE/GNTA
ITRI LORETTTA M
Pres. & CMO
Transactions
- Sale
Common Stock
2011-01-05$0.02/sh−1,294,543$25,244→ 7,445,620 total - Exercise of In-Money
March 2010 Warrant
2011-01-05$0.00/sh−4,073,381$13,035→ 0 totalExercise: $0.00From: 2010-03-09Exp: 2013-03-09→ Common Stock (3,455,617 underlying) - Award
Common Stock
2011-01-05$0.00/sh+3,455,617$11,058→ 8,740,163 total - Sale
Common Stock
2011-01-06$0.02/sh−2,161,074$38,035→ 5,284,546 total
Holdings
- 1,121,476,596(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 3,455,617 shares of common stock held in Dr. Itri's IRA, 280,894 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 4,548,750 shares of common stock issuable upon the conversion of Senior Unsecured Convertible Promissory Notes due September 4, 2011, as amended (the Notes)and 454,902 shares of common stock issuable upon the exercise of the December 2010 warrant.
- [F2]Includes 768,817 shares of common stock issuable upon the vesting of currently outstanding restricted stock units of Dr. Itri's spouse, Dr. Warrell, 551,770,303 shares of common stock issuable upon the conversion of the Notes held by Dr. Warrell, 3,032,500 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 509,350,729 shares of common stock issuable upon the exercise of the March 2010 Warrant held in joint name with Dr. Warrell, 56,250,980 shares of common stock issuable upon the exercise of the December 2010 Warrant held in joint name with Dr. Warrell and 303,267 shares of common stock issuable upon the exercise of the December 2010 Warrant held by Dr. Warrell's IRA.
Documents
Issuer
GENTA INC DE/
CIK 0000880643
Entity typeother
Related Parties
1- filerCIK 0001137918
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 5:15 PM ET
- Size
- 11.7 KB