4//SEC Filing
Xu Jie 4
Accession 0001140361-11-003849
CIK 0000842694other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 1:32 PM ET
Size
10.9 KB
Accession
0001140361-11-003849
Insider Transaction Report
Form 4
Xu Jie
DirectorPresident, CEO and Secretary10% Owner
Transactions
- Exercise/Conversion
Common Stock
2011-01-21+1,956,952→ 19,844,398 total(indirect: By Fame Good International Limited) - Exercise/Conversion
Common Stock Series A Warrants (right to buy)
2011-01-21+2,111,330→ 0 total(indirect: By Fame Good International Limited)Exercise: $2.57From: 2010-12-13Exp: 2012-02-07→ Common Stock (2,111,330 underlying) - Exercise/Conversion
Common Stock Series B Warrants (right to buy)
2011-01-21+1,802,575→ 0 total(indirect: By Fame Good International Limited)Exercise: $2.57From: 2010-12-13Exp: 2012-02-07→ Common Stock (1,802,575 underlying)
Footnotes (2)
- [F1]The reporting person acquired these shares of common stock pursuant to a Warrant Exchange Agreement, a copy of which was filed with the SEC by the issuer on a Current Report on Form 8-K on December 17, 2010. Pursuant to the terms of the Warrant Exchange Agreement, the Series A and B Warrants held by the reporting person were exchanged for the 1,956,952 shares of common stock reported herein.
- [F2]The reporting person is the director and 75% owner of this entity and his son owns the remaining 25%. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Documents
Issuer
WUHAN GENERAL GROUP (CHINA), INC
CIK 0000842694
Entity typeother
Related Parties
1- filerCIK 0001426172
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 1:32 PM ET
- Size
- 10.9 KB