4//SEC Filing
Gutman Howard B. 4
Accession 0001140361-11-004131
CIK 0001013796other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 5:32 PM ET
Size
11.5 KB
Accession
0001140361-11-004131
Insider Transaction Report
Form 4
Gutman Howard B.
DirectorOther
Transactions
- Purchase
Common Stock, $.10 par value
2011-01-18$15.00/sh+2,319$34,785→ 2,558 total - Purchase
Common Stock, $.10 par value
2011-01-18$15.00/sh+6,318$94,770→ 6,950 total(indirect: By LLC)
Holdings
- 22(indirect: By IRA)
Common Stock, $.10 par value
- 190
Warrants
Exercise: $791.60From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (190 underlying) - 632(indirect: By LLC)
Warrants
Exercise: $791.60From: 2008-03-07Exp: 2011-03-07→ Common Stock, $0.10 par value (632 underlying)
Footnotes (4)
- [F1]Subscription Rights Offering to Legacy Shareholders of record date July 12, 2010 - Mr. Gutman acquired 424 shares; Mr. and Mrs. Gutman acquired 1,895 shares; Premier Insurance LLC acquired 6,318 shares. The Rights Offering Prospectus was mailed December 20, 2010 and the subscription rights expired 5:00 p.m. January 18, 2011.
- [F2]The reporting person owns 2,558 shares and 190 warrants of which 2,091 shares and 190 warrants are held in joint tenancy with his wife, Rachel A. Gutman.
- [F3]The reporting person is the sole shareholder of HBG Insurance, Inc., a member of Premier Insurance, LLC, a Florida limited liability company, and is the Managing Member of Premier Insurance. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F4]On December 15, 2010, the common stock of TIB split one for 100, resulting in the reduction of the number of shares owned by the reporting person.
Documents
Issuer
TIB FINANCIAL CORP.
CIK 0001013796
Entity typeother
Related Parties
1- filerCIK 0001430971
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 5:32 PM ET
- Size
- 11.5 KB