4//SEC Filing
Jensen Scott R 4
Accession 0001140361-11-004760
CIK 0001409375other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 5:42 PM ET
Size
16.3 KB
Accession
0001140361-11-004760
Insider Transaction Report
Form 4
Jensen Scott R
CFO and Treasurer
Transactions
- Sale
Common Stock
2011-01-26$4.75/sh−1,000$4,750→ 12,000 total - Exercise/Conversion
Common Stock
2011-01-26$2.25/sh+1,000$2,250→ 13,000 total - Exercise/Conversion
Stock Options (right to buy)
2011-01-26−1,000→ 7,000 totalExercise: $2.25Exp: 2014-08-30→ Common Stock (1,000 underlying)
Holdings
- 25,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2017-03-01→ Common Stock (25,000 underlying) - 11,759
Stock Options (right to buy)
Exercise: $3.78Exp: 2019-05-19→ Common Stock (11,759 underlying) - 10,329
Stock Options (right to buy)
Exercise: $3.46Exp: 2020-05-18→ Common Stock (10,329 underlying) - 16,502
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (16,502 underlying) - 100,000
Stock Options (right to buy)
Exercise: $5.44Exp: 2020-02-05→ Common Stock (100,000 underlying)
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
- [F2]Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted August 30, 2004, vests as to 4,000 shares on each of March 31, 2008 and 2009, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted March 1, 2007, vests and becomes exercisable in 20% increments on March 1, 2008, 2009, 2010, 2011 and 2012, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 5, 2010, vests and becomes exercisable in 20% increments on February 5, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F7]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001440459
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 5:42 PM ET
- Size
- 16.3 KB