Home/Filings/4/0001140361-11-005248
4//SEC Filing

CADORIA SHERIAN G 4

Accession 0001140361-11-005248

CIK 0001089819other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 2:38 PM ET

Size

7.9 KB

Accession

0001140361-11-005248

Insider Transaction Report

Form 4
Period: 2011-01-28
Transactions
  • Award

    Phantom Stock

    2011-01-28+1,89819,612 total
    Common Stock, $1.00 par (1,898 underlying)
Holdings
  • Common Stock, $1.00 par

    4,033
Footnotes (2)
  • [F1]The shares of phantom stock relate to shares of restricted stock granted under the Cleco Corporation Long-Term Incentive Compensation Plan. No separate value was exchanged for these shares. Except as expressly provided in the grant letter relating to these shares of restricted stock, such shares cannot be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of by the reporting person prior to January 28, 2017. The reporting person has elected to defer receipt of these shares of restricted stock under the Cleco Corporation Deferred Compensation Plan (the "Plan"). Each share of phantom stock is the economic equivalent of one share of Cleco Corporation common stock. Shares of phantom stock may be transferred by the reporting person into an alternative investment account in the Plan at any time pursuant to the terms and provisions of the Plan.
  • [F2]Includes 2,518 shares of phantom stock (not subject to restrictions) related to dividend reinvestment on shares of phantom stock pursuant to the terms and provisions of the Plan. Includes (a) 2,228 shares of phantom stock subject to restrictions that lapse on January 27, 2012; (b) 1,846 shares of phantom stock subject to restrictions that lapse on January 26, 2013; (c) 2,140 shares of phantom stock subject to restrictions that lapse on January 25, 2014; (d) 2,544 shares of phantom stock subject to restrictions that lapse on January 30, 2015; (e) 2,149 shares of phantom stock subject to restrictions that lapse on January 29, 2016 and (f) 1,898 shares of phantom stock subject to restrictions that lapse on January 28, 2017.

Documents

1 file

Issuer

CLECO CORP

CIK 0001089819

Entity typeother

Related Parties

1
  • filerCIK 0001186068

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 2:38 PM ET
Size
7.9 KB