Kleinman Mitchell B 4
4 · KBW, INC. · Filed Feb 8, 2011
Insider Transaction Report
Form 4
KBW, INC.KBW
Kleinman Mitchell B
General Counsel
Transactions
- Award
Common Stock, par value $0.01 per share
2011-02-04+15,945→ 265,079 total
Footnotes (1)
- [F1]Restricted Stock Award. This restricted stock award will vest one-third on February 23, 2012; one-third on February 23, 2013; and the remaining one-third on February 23, 2014. As described further in the restricted stock award agreements pertaining to such award: (i) vesting of each installment of shares is subject to the establishment and achievement of certain performance measures by KBW, Inc., (ii) vesting would accelerate upon a change in control, death or permanent disability, and (iii) any unvested shares would be forfeited upon certain termination events, including termination for any reason (as set forth in the KBW, Inc. 2009 Incentive Compensation Plan) but excluding retirement, subject to satisfaction of certain conditions precedent.