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Neuman Jonathan 4

Accession 0001140361-11-007470

CIK 0001494448other
View on SEC.govCompany Profile

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 2:54 PM ET

Size

13.4 KB

Accession

0001140361-11-007470

Insider Transaction Report

Form 4
Period: 2011-02-07
Imperial Holdings, LLCIFT
Neuman Jonathan
DirectorPresident and Chief Op. Off.
Transactions
  • Award

    Stock Option (Right to Buy)

    2011-02-07+120,000→ 120,000 total
    Exercise: $10.75Exp: 2018-02-07→ Common Stock (120,000 underlying)
  • Award

    Warrant (Right to Buy)

    2011-02-08+450,370→ 450,370 total
    Exercise: $14.51Exp: 2018-02-08→ Common Stock (450,370 underlying)
  • Award

    Warrant (Right to Buy)

    2011-02-08+450,371→ 450,371 total
    Exercise: $12.90Exp: 2018-02-08→ Common Stock (450,371 underlying)
  • Award

    Common Stock

    2011-02-07$10.75/sh+70,000$752,500→ 433,636 total
  • Award

    Warrant (Right to Buy)

    2011-02-08+450,370→ 450,370 total
    Exercise: $16.13Exp: 2018-02-08→ Common Stock (450,370 underlying)
Footnotes (2)
  • [F1]The options vest pro rata over a three-year period beginning on the first anniversary of the date of grant.
  • [F2]The warrants vest pro rata over a four-year period.

Documents

1 file

Issuer

Imperial Holdings, LLC

CIK 0001494448

→
Entity typeother

Related Parties

1
  • filerCIK 0001494451

Filing Metadata

Form type
4
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 2:54 PM ET
Size
13.4 KB
View on SEC.gov