4//SEC Filing
Blodgett J Kevin 4
Accession 0001140361-11-007623
CIK 0001379895other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 6:29 PM ET
Size
12.4 KB
Accession
0001140361-11-007623
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Blodgett J Kevin
General Counsel & Exec VP
Transactions
- Tax Payment
Class A common stock
2011-02-04$6.10/sh−6,838$41,712→ 23,638 total - Exercise/Conversion
Common Stock
2011-02-04+59,236→ 82,874 total - Disposition to Issuer
Common Stock
2011-02-04$6.10/sh−59,236$361,340→ 23,638 total - Exercise/Conversion
Phantom Stock Units
2011-02-04−59,236→ 0 totalFrom: 2011-02-04Exp: 2011-02-04→ common stock (59,236 underlying)
Holdings
- 5,806(indirect: By 401(k))
Class A Common
Footnotes (6)
- [F1]Effective February 4, 2011, J. Kevin Blodgett left his position as General Counsel and Executive V.P., Administration to pursue other interests. Pursuant to the terms of an agreement with Dynegy, Mr. Blodgett will receive benefits and payments to which he is entitled under the Dynegy Inc. Executive Severance Pay Plan.
- [F2]These shares were withheld by the issuer to pay the taxes applicable to the vesting pursuant to the Executive Severance Pay Plan of 25,852 shares of restricted stock on February 4, 2011.
- [F3]Reflects the closing price as of February 4, 2011.
- [F4]On May 25, 2010, Dynegy Inc. effected a reverse stock split at a reverse split ratio of 1-for-5, resulting in the reporting person's ownership being reduced by approximately 80%.
- [F5]Rounded. Reflects shares held for the Reporting Person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of February 4, 2011.
- [F6]Each unit of phantom stock is the economic equivalent of one share of common stock. The units vested pursuant to the Executive Severance Pay Plan.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001345811
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 6:29 PM ET
- Size
- 12.4 KB