SPAR GROUP INC·5

Feb 14, 7:04 PM ET

Raymond Gary S 5

5 · SPAR GROUP INC · Filed Feb 14, 2011

Insider Transaction Report

Form 5
Period: 2010-12-31
Raymond Gary S
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Other

    Option to buy Common Stock

    2009-08-0615 total
    Exercise: $0.85From: 2009-11-06Exp: 2018-11-06Common Stock, $.01 par value (50,000 underlying)
  • Other

    Option to buy Common Stock

    2009-08-0615 total
    Exercise: $0.76From: 2008-11-08Exp: 2017-11-08Common Stock, $.01 par value (50,000 underlying)
  • Award

    Option to buy Common Stock

    2009-08-06+25 total
    Exercise: $0.40Exp: 2019-08-06Common Stock, $.01 par value (100,000 underlying)
  • Award

    Option to buy Common Stock

    2009-08-06+15 total
    Exercise: $0.40Exp: 2019-08-06Common Stock, $.01 par value (60,000 underlying)
Holdings
  • Common Stock, $.01 par value

    50,200
  • Option to buy Common Stock

    Exercise: $1.00From: 2011-08-05Exp: 2020-08-05Common Stock, $.01 par value (60,000 underlying)
    5
  • Option to buy Common Stock

    Exercise: $0.91From: 2008-05-31Exp: 2017-05-31Common Stock, $.01 par value (100,000 underlying)
    5
Footnotes (8)
  • [F1]Beneficial ownership of such shares or options at December 31, 2010.
  • [F2]Options were voluntarily surrendered to the issuer for cancellation and exchanged on a share-for-share basis for the new options described in footnote (3) below pursuant to the issuer's Offer to Exchange Certain Outstanding Stock Options for New Stock Options dated August 24, 2009, as filed with the SEC in our Schedule TO on August 25, 2009.
  • [F3]Options received from the issuer for the options voluntarily surrendered to it for the cancellation and exchange described in footnote (2) above.
  • [F4]Vests and becomes exercisable as to 25,000 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
  • [F5]Vests and becomes exercisable as to 15,000 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
  • [F6]Option to buy the issuer's Common Stock pursuant to its 2000 Stock Option Plan, as amended.
  • [F7]Option to buy the issuer's Common Stock pursuant to its 2008 Stock Compensation Plan, as amended.
  • [F8]Not applicable.

Documents

1 file
  • 5
    doc1.xmlPrimary

    FORM 5