Earnings Feed
Start Free
Home/Filings/5/0001140361-11-009440
5//SEC Filing

Raymond Gary S 5

Accession 0001140361-11-009440

CIK 0001004989other
View on SEC.govCompany Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 7:04 PM ET

Size

17.7 KB

Accession

0001140361-11-009440

Insider Transaction Report

Form 5
Period: 2010-12-31
SPAR GROUP INCSGRP
Raymond Gary S
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
  • Other

    Option to buy Common Stock

    2009-08-06−1→ 5 total
    Exercise: $0.85From: 2009-11-06Exp: 2018-11-06→ Common Stock, $.01 par value (50,000 underlying)
  • Other

    Option to buy Common Stock

    2009-08-06−1→ 5 total
    Exercise: $0.76From: 2008-11-08Exp: 2017-11-08→ Common Stock, $.01 par value (50,000 underlying)
  • Award

    Option to buy Common Stock

    2009-08-06+2→ 5 total
    Exercise: $0.40Exp: 2019-08-06→ Common Stock, $.01 par value (100,000 underlying)
  • Award

    Option to buy Common Stock

    2009-08-06+1→ 5 total
    Exercise: $0.40Exp: 2019-08-06→ Common Stock, $.01 par value (60,000 underlying)
Holdings

  • Common Stock, $.01 par value

    50,200

  • Option to buy Common Stock

    Exercise: $1.00From: 2011-08-05Exp: 2020-08-05→ Common Stock, $.01 par value (60,000 underlying)
    5

  • Option to buy Common Stock

    Exercise: $0.91From: 2008-05-31Exp: 2017-05-31→ Common Stock, $.01 par value (100,000 underlying)
    5
Footnotes (8)
  • [F1]Beneficial ownership of such shares or options at December 31, 2010.
  • [F2]Options were voluntarily surrendered to the issuer for cancellation and exchanged on a share-for-share basis for the new options described in footnote (3) below pursuant to the issuer's Offer to Exchange Certain Outstanding Stock Options for New Stock Options dated August 24, 2009, as filed with the SEC in our Schedule TO on August 25, 2009.
  • [F3]Options received from the issuer for the options voluntarily surrendered to it for the cancellation and exchange described in footnote (2) above.
  • [F4]Vests and becomes exercisable as to 25,000 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
  • [F5]Vests and becomes exercisable as to 15,000 shares each on 8/6/2010, 8/6/2011, 8/6/2012 and 8/6/2013.
  • [F6]Option to buy the issuer's Common Stock pursuant to its 2000 Stock Option Plan, as amended.
  • [F7]Option to buy the issuer's Common Stock pursuant to its 2008 Stock Compensation Plan, as amended.
  • [F8]Not applicable.

Documents

1 file

Issuer

SPAR GROUP INC

CIK 0001004989

→
Entity typeother

Related Parties

1
  • filerCIK 0001406590

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:04 PM ET
Size
17.7 KB
View on SEC.gov