Hack Robert J 5
5 · SOUTHERN UNION CO · Filed Feb 14, 2011
Insider Transaction Report
Form 5
Hack Robert J
COO of Division
Transactions
- Purchase
Common Stock
2010-12-31+1,915.664→ 12,258.699 total(indirect: By 401(k))
Holdings
- 1,575
Common Stock
- 8,587.374(indirect: Supplemental Deferred Compensation Plan)
Common Stock
- 3,308
Employee Stock Options (Right to Purchase)
Exercise: $16.83Exp: 2014-02-06→ Common Stock (3,308 underlying) - 768
Employee Stock Options (Right to Purchase)
Exercise: $24.06Exp: 2015-07-26→ Common Stock (768 underlying) - 10,392
Stock Appreciation Rights
Exercise: $28.07Exp: 2016-12-28→ Common Stock (10,392 underlying) - 16,925
Stock Appreciation Rights
Exercise: $28.48Exp: 2017-12-17→ Common Stock (16,925 underlying) - 2,849
Cash Restricted Units
→ Common Stock (2,849 underlying) - 35,124
Stock Appreciation Rights
Exercise: $12.55Exp: 2018-12-15→ Common Stock (35,124 underlying) - 3,268
Cash Restricted Units
→ Common Stock (3,268 underlying) - 17,207
Stock Appreciation Rights
Exercise: $21.64Exp: 2019-12-15→ Common Stock (17,207 underlying) - 4,236
Cash Restricted Units
→ Common Stock (4,236 underlying) - 14,074
Stock Appreciation Rights
Exercise: $24.80Exp: 2020-12-13→ Common Stock (14,074 underlying)
Footnotes (10)
- [F1]This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
- [F10]Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on the Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010.
- [F2]This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available on the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
- [F3]The options are fully vested and exerciseable.
- [F4]The stock appreciation rights are fully vested and exerciseable.
- [F5]8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date restrictions have expired on 2,848 of the cash restricted units.
- [F6]Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, 23,416 stock appreciation rights have vested and are exerciseable.
- [F7]4,902 cash restricted units were awarded to the reorting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, restrictions have expired on 1,634 of the cash restricted units.
- [F8]Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, 5,735 stock appreciation rights have vested and are exerciseable.
- [F9]4,236 cash restricted units were awarded to the reorting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2010.