4//SEC Filing
VAN MARIS VAN DYK PATRICK 4
Accession 0001140361-11-009547
CIK 0000823094other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 7:08 PM ET
Size
10.6 KB
Accession
0001140361-11-009547
Insider Transaction Report
Form 4
SOTHEBYSBID
VAN MARIS VAN DYK PATRICK
Managing Director, Europe
Transactions
- Tax Payment
Common Stock
2011-02-10−1,653→ 8,141 total - Exercise/Conversion
Common Stock
2011-02-11+8,745→ 16,886 total - Tax Payment
Common Stock
2011-02-11−4,460→ 12,426 total - Exercise/Conversion
Restricted Stock Units
2011-02-11−8,745→ 17,491 total→ Common Stock (8,745 underlying)
Footnotes (6)
- [F1]Date of vesting restricted stock shares
- [F2]Not Applicable
- [F3]Includes 3,240 shares of unvested restricted stock
- [F4]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F5]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F6]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.
Documents
Issuer
SOTHEBYS
CIK 0000823094
Entity typeother
Related Parties
1- filerCIK 0001442473
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 7:08 PM ET
- Size
- 10.6 KB