VAN MARIS VAN DYK PATRICK 4
4 · SOTHEBYS · Filed Feb 14, 2011
Insider Transaction Report
Form 4
SOTHEBYSBID
VAN MARIS VAN DYK PATRICK
Managing Director, Europe
Transactions
- Tax Payment
Common Stock
2011-02-10−1,653→ 8,141 total - Exercise/Conversion
Common Stock
2011-02-11+8,745→ 16,886 total - Tax Payment
Common Stock
2011-02-11−4,460→ 12,426 total - Exercise/Conversion
Restricted Stock Units
2011-02-11−8,745→ 17,491 total→ Common Stock (8,745 underlying)
Footnotes (6)
- [F1]Date of vesting restricted stock shares
- [F2]Not Applicable
- [F3]Includes 3,240 shares of unvested restricted stock
- [F4]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F5]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F6]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.