SOTHEBYS·4

Feb 14, 7:08 PM ET

Ching Kevin 4

4 · SOTHEBYS · Filed Feb 14, 2011

Insider Transaction Report

Form 4
Period: 2011-02-11
Ching Kevin
CEO, Asia
Transactions
  • Exercise/Conversion

    Common Stock

    2011-02-11+3,01625,223 total
  • Exercise/Conversion

    Restricted StockUnits

    2011-02-113,0166,032 total
    Common Stock (3,016 underlying)
Footnotes (5)
  • [F1]Not Applicable
  • [F2]Includes 1,999 shares of unvested restricted stock
  • [F3]Granted pursuant to the Issuer's Restricted Stock Unit Plan
  • [F4]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
  • [F5]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4