Phillips Diana 4
4 · SOTHEBYS · Filed Feb 15, 2011
Insider Transaction Report
Form 4
SOTHEBYSBID
Phillips Diana
EVP & WW Director of Press
Transactions
- Tax Payment
Common Stock
2011-02-11−245→ 6,249 total - Exercise/Conversion
Restricted Stock Units
2011-02-11−603→ 1,207 total→ Common Stock (603 underlying) - Tax Payment
Common Stock
2011-02-10−677→ 5,891 total - Exercise/Conversion
Common Stock
2011-02-11+603→ 6,494 total
Footnotes (6)
- [F1]Date of vesting restricted stock shares
- [F2]Not Applicable
- [F3]Includes 1,620 shares of unvested restricted stock
- [F4]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F5]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F6]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.