4//SEC Filing
Phillips Diana 4
Accession 0001140361-11-009669
CIK 0000823094other
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 9:47 AM ET
Size
10.6 KB
Accession
0001140361-11-009669
Insider Transaction Report
Form 4
SOTHEBYSBID
Phillips Diana
EVP & WW Director of Press
Transactions
- Tax Payment
Common Stock
2011-02-11−245→ 6,249 total - Exercise/Conversion
Restricted Stock Units
2011-02-11−603→ 1,207 total→ Common Stock (603 underlying) - Tax Payment
Common Stock
2011-02-10−677→ 5,891 total - Exercise/Conversion
Common Stock
2011-02-11+603→ 6,494 total
Footnotes (6)
- [F1]Date of vesting restricted stock shares
- [F2]Not Applicable
- [F3]Includes 1,620 shares of unvested restricted stock
- [F4]Granted pursuant to the Issuer's Restricted Stock Unit Plan
- [F5]Restricted Stock Units are convertible into the Issuer's Common Stock on a one-for-one basis.
- [F6]25% of the restricted stock units granted on February 11, 2009 vest on the 1st, 2nd, 3rd and 4th anniversaries from the date of grant.
Documents
Issuer
SOTHEBYS
CIK 0000823094
Entity typeother
Related Parties
1- filerCIK 0001312752
Filing Metadata
- Form type
- 4
- Filed
- Feb 14, 7:00 PM ET
- Accepted
- Feb 15, 9:47 AM ET
- Size
- 10.6 KB