4//SEC Filing
PHILLIPS BAXTER F JR 4
Accession 0001140361-11-010816
CIK 0000037748other
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:52 PM ET
Size
26.6 KB
Accession
0001140361-11-010816
Insider Transaction Report
Form 4
PHILLIPS BAXTER F JR
DirectorPresident
Transactions
- Sale
Common Stock
2011-02-17$66.94/sh−15,524$1,039,192→ 120,220 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-16−19,627→ 0 totalExercise: $29.95From: 2008-11-15Exp: 2014-11-15→ Common Stock (19,627 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-16−10,204→ 0 totalExercise: $28.96From: 2010-11-12Exp: 2017-11-12→ Common Stock (10,204 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-17−5,879→ 2,454 totalExercise: $24.73From: 2009-11-12Exp: 2016-11-12→ Common Stock (5,879 underlying) - Exercise/Conversion
Common Stock
2011-02-16$29.95/sh+19,627$587,731→ 139,847 total - Exercise/Conversion
Common Stock
2011-02-16$38.99/sh+19,627$765,355→ 159,474 total - Exercise/Conversion
Common Stock
2011-02-16$28.96/sh+10,204$295,508→ 169,678 total - Sale
Common Stock
2011-02-16$66.52/sh−49,458$3,290,040→ 120,220 total - Exercise/Conversion
Common Stock
2011-02-17$19.50/sh+9,645$188,078→ 129,865 total - Exercise/Conversion
Common Stock
2011-02-17$24.73/sh+5,879$145,388→ 135,744 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-16−19,627→ 0 totalExercise: $38.99From: 2009-11-17Exp: 2015-11-14→ Common Stock (19,627 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-17−9,645→ 4,823 totalExercise: $19.50From: 2010-11-10Exp: 2018-11-10→ Common Stock (9,645 underlying)
Holdings
- 17,173(indirect: By 401(k))
Common Stock
- 8,911(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Consideration for these stock options is in the form of labor performed for or services rendered to Massey, having a fair market value of not less than the present fair market value of a like number of options of common stock of Massey.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.65 to $66.50, inclusive. The reporting person undertakes to provide to Massey Energy Company (MEE), any security holder of MEE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2)and (3) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.75 to $67.00, inclusive.
- [F4]The remaining stock options vest and become exercisable on November 10, 2011.
Documents
Issuer
MASSEY ENERGY CO
CIK 0000037748
Entity typeother
Related Parties
1- filerCIK 0001220279
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 4:52 PM ET
- Size
- 26.6 KB