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BOMMER SCOTT A 4

Accession 0001140361-11-011717

CIK 0000874214other
View on SEC.govCompany Profile

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 9:20 PM ET

Size

33.6 KB

Accession

0001140361-11-011717

Insider Transaction Report

Form 4
Period: 2011-02-18
ANNTAYLOR STORES CORPANN
BOMMER SCOTT A
10% Owner
Transactions
  • Sale

    Call Option (Obligation to Sell)

    2011-02-18$1.30/sh−40,000$52,000→ 0 total(indirect: See Footnotes)
    Exercise: $24.00From: 2011-02-18Exp: 2011-03-19→ Common Stock, $0.0068 par value per share (4,000,000 underlying)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−1,500→ 0 total(indirect: See Footnotes)
    Exercise: $22.00From: 2011-02-02Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (150,000 underlying)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−10,000→ 0 total(indirect: See Footnotes)
    Exercise: $23.00From: 2011-02-03Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,000,000 underlying)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−1,440→ 0 total(indirect: See Footnotes)
    Exercise: $25.00From: 2011-02-04Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (144,000 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$23.00/sh−1,000,000$23,000,000→ 5,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$24.00/sh−2,467,200$59,212,800→ 3,449,901 total(indirect: See Footnotes)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−24,672→ 11,828 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (2,467,200 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$22.00/sh−150,000$3,300,000→ 6,917,101 total(indirect: See Footnotes)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−11,828→ 0 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,182,800 underlying)
SAB CAPITAL ADVISORS LLC
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$24.00/sh−2,467,200$59,212,800→ 3,449,901 total(indirect: See Footnotes)
  • Sale

    Call Option (Obligation to Sell)

    2011-02-18$1.30/sh−40,000$52,000→ 0 total(indirect: See Footnotes)
    Exercise: $24.00From: 2011-02-18Exp: 2011-03-19→ Common Stock, $0.0068 par value per share (4,000,000 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$22.00/sh−150,000$3,300,000→ 6,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−10,000→ 0 total(indirect: See Footnotes)
    Exercise: $23.00From: 2011-02-03Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,000,000 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$23.00/sh−1,000,000$23,000,000→ 5,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−1,500→ 0 total(indirect: See Footnotes)
    Exercise: $22.00From: 2011-02-02Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (150,000 underlying)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−24,672→ 11,828 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (2,467,200 underlying)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−11,828→ 0 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,182,800 underlying)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−1,440→ 0 total(indirect: See Footnotes)
    Exercise: $25.00From: 2011-02-04Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (144,000 underlying)
SAB CAPITAL MANAGEMENT LP
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$24.00/sh−2,467,200$59,212,800→ 3,449,901 total(indirect: See Footnotes)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−11,828→ 0 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,182,800 underlying)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−1,500→ 0 total(indirect: See Footnotes)
    Exercise: $22.00From: 2011-02-02Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (150,000 underlying)
  • Sale

    Call Option (Obligation to Sell)

    2011-02-18$1.30/sh−40,000$52,000→ 0 total(indirect: See Footnotes)
    Exercise: $24.00From: 2011-02-18Exp: 2011-03-19→ Common Stock, $0.0068 par value per share (4,000,000 underlying)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−24,672→ 11,828 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (2,467,200 underlying)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−1,440→ 0 total(indirect: See Footnotes)
    Exercise: $25.00From: 2011-02-04Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (144,000 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$22.00/sh−150,000$3,300,000→ 6,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$23.00/sh−1,000,000$23,000,000→ 5,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−10,000→ 0 total(indirect: See Footnotes)
    Exercise: $23.00From: 2011-02-03Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,000,000 underlying)
SAB CAPITAL MANAGEMENT LLC
10% Owner
Transactions
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−1,440→ 0 total(indirect: See Footnotes)
    Exercise: $25.00From: 2011-02-04Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (144,000 underlying)
  • Sale

    Call Option (Obligation to Sell)

    2011-02-18$1.30/sh−40,000$52,000→ 0 total(indirect: See Footnotes)
    Exercise: $24.00From: 2011-02-18Exp: 2011-03-19→ Common Stock, $0.0068 par value per share (4,000,000 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$24.00/sh−2,467,200$59,212,800→ 3,449,901 total(indirect: See Footnotes)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−10,000→ 0 total(indirect: See Footnotes)
    Exercise: $23.00From: 2011-02-03Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,000,000 underlying)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−24,672→ 11,828 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (2,467,200 underlying)
  • Expiration

    Call Option (Obligation to Sell)

    2011-02-19−11,828→ 0 total(indirect: See Footnotes)
    Exercise: $24.00Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (1,182,800 underlying)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$22.00/sh−150,000$3,300,000→ 6,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Common Stock, $0.0068 par value per share

    2011-02-19$23.00/sh−1,000,000$23,000,000→ 5,917,101 total(indirect: See Footnotes)
  • Exercise of In-Money

    Call Option (Obligation to Sell)

    2011-02-19−1,500→ 0 total(indirect: See Footnotes)
    Exercise: $22.00From: 2011-02-02Exp: 2011-02-19→ Common Stock, $0.0068 par value per share (150,000 underlying)
Footnotes (3)
  • [F1]The securities reported herein are held for the account of each of SAB Capital Partners, L.P., a Delaware limited partnership ("SAB"), SAB Capital Partners II, L.P., a Delaware limited partnership ("SAB II"), and the SAB Overseas Master Fund, L.P., a Delaware limited partnership (the "Master Fund"). SAB Capital Advisors, L.L.C. (the "General Partner") serves as the general partner of each of SAB, SAB II, and the Master Fund. SAB Capital Management, L.P. (the "Investment Manager") serves as the investment manager of each of SAB, SAB II, and the Master Fund. SAB Capital Management, L.L.C. (the "IMGP") serves as the general partner of the Investment Manager. Scott A. Bommer ("Mr. Bommer") serves as the managing member of each of the General Partner and IMGP.
  • [F2]Certain of these call options were exercisable as of 2/7/2011, certain as of 2/9/2011, and certain as of 2/11/2011.
  • [F3]Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

Documents

2 files

Issuer

ANNTAYLOR STORES CORP

CIK 0000874214

→
Entity typeother

Related Parties

1
  • filerCIK 0001251933

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 9:20 PM ET
Size
33.6 KB
View on SEC.gov