Home/Filings/4/0001140361-11-013044
4//SEC Filing

DOYLE MARK F 4

Accession 0001140361-11-013044

CIK 0001264755other

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 4:38 PM ET

Size

13.9 KB

Accession

0001140361-11-013044

Insider Transaction Report

Form 4
Period: 2011-02-28
DOYLE MARK F
SVP & Chief Acct. Officer
Transactions
  • Tax Payment

    Common Stock

    2011-02-28$15.66/sh317$4,96417,305 total
Holdings
  • Stock Options

    Exercise: $14.71From: 2005-12-30Exp: 2015-08-03Common Stock (100,000 underlying)
    100,000
  • Common Stock

    (indirect: By Stock Award)
    1,097
  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17Common Stock (65,000 underlying)
    65,000
  • Common Stock

    (indirect: By Stock Award)
    500
  • Common Stock - ESOP

    8,660
  • Common Stock

    (indirect: By Stock Award)
    1,381
  • Stock Options

    Exercise: $11.77From: 2011-05-31Exp: 2020-05-28Common Stock (6,003 underlying)
    6,003
  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29Common Stock (4,987 underlying)
    4,987
Footnotes (6)
  • [F1]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-term Incentive Plan vests 25% each of February 26 of years 2009-2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc, Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 2/3 on May 31, 2012 and 1/3 on May 31, 2013.
  • [F4]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on February 27, 2007 vesting 25% on each February 27 of years 2008-2011, and issued on February 26,2008 vesting on each February 26 of years 2009 - 2012.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.
  • [F6]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011-2014.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

Entity typeother

Related Parties

1
  • filerCIK 0001284301

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:38 PM ET
Size
13.9 KB