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4//SEC Filing

Stanland David J. 4

Accession 0001140361-11-013045

CIK 0001264755other
View on SEC.govCompany Profile

Filed

Feb 28, 7:00 PM ET

Accepted

Mar 1, 4:39 PM ET

Size

14.1 KB

Accession

0001140361-11-013045

Insider Transaction Report

Form 4
Period: 2011-02-28
NEWALLIANCE BANCSHARES INCNAL
Stanland David
SVP, Treasurer & CIO
Transactions
  • Tax Payment

    Common Stock

    2011-02-28$15.66/sh−317$4,964→ 2,369 total(indirect: By Spouse)
Holdings

  • Common Stock

    (indirect: By Stock Award)
    500

  • Stock Options

    Exercise: $12.94From: 2010-05-31Exp: 2019-05-29→ Common Stock (4,987 underlying)
    4,987

  • Common Stock

    (indirect: By Stock Award)
    1,097

  • Common Stock

    (indirect: By Stock Award)
    1,381

  • Stock Options

    Exercise: $14.71From: 2005-12-31Exp: 2015-06-17→ Common Stock (100,000 underlying)
    100,000

  • Stock Options

    Exercise: $11.77From: 2011-05-31Exp: 2020-05-28→ Common Stock (6,003 underlying)
    6,003

  • Common Stock - ESOP

    8,549

  • Stock Options

    Exercise: $14.39From: 2005-12-31Exp: 2015-06-17→ Common Stock (60,000 underlying)
    60,000
Footnotes (6)
  • [F1]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vests 25% on each of February 26 of years 2009-2012.
  • [F2]Stock Awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan cliff vest on May 31, 2012.
  • [F3]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 2/3 on May 31, 2012 and 1/3 on May 31, 2013.
  • [F4]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on February 27, 2007 vesting 25% on each February 27 of years 2008-2011, and issued on February 26, 2008 vesting on each February 26 of years 2009 - 2012.
  • [F5]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2010-2013.
  • [F6]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 1/4 on each May 31 of years 2011-2014.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

→
Entity typeother

Related Parties

1
  • filerCIK 0001467065

Filing Metadata

Form type
4
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:39 PM ET
Size
14.1 KB
View on SEC.gov