DiChiara Richard C 4

Accession 0001140361-11-014717

CIK 0001501364other

View on SEC.gov Company Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:06 PM ET

Size

16.5 KB

Accession

0001140361-11-014717

Insider Transaction Report

Form 4

Period: 2011-03-03

Rockville Financial, Inc. /CT/RCKBD

DiChiara Richard C

Other

Transactions

Other
Common Stock
2011-03-03+3,794→ 3,794 total
Other
Common Stock
2011-03-03+4,314→ 4,314 total(indirect: By Rockville Bank ESOP Plan)
Other
Stock Options
2011-03-03+2,464→ 2,464 total
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (2,464 underlying)
Other
Stock Options
2011-03-03+8,190→ 8,190 total
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (8,190 underlying)
Other
Stock Options
2011-03-03+6,574→ 6,574 total
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,574 underlying)

Footnotes (9)

[F1]Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
[F2]Includes 1,067 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio becomes 1,516 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 296 shares (x 1.5167 exchange ratio becomes 448 shares) withheld by the Issuer for tax withholding purposes.
[F3]Includes 1,289 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio becomes 1,516 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares (x 1.5167 exchange ratio becomes 227 shares) withheld by the Issuer for tax withholding purposes.
[F4]Includes 1,437 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio becomes 1,516 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 52 shares (x 1.5167 exchange ratio becomes 78 shares) withheld by the Issuer for tax withholding purposes.
[F5]Shares allocated to the account of Mr. DiChiara under the Rockville Bank Employee Stock Ownership Plan, of which 1,725.200 shares are vested as of March 3, 2011.
[F6]Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
[F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
[F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
[F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

→

Entity typeother

Related Parties

filerCIK 0001418108

Filing Metadata

Form type: 4
Filed: Mar 6, 7:00 PM ET
Accepted: Mar 7, 4:06 PM ET
Size: 16.5 KB

View on SEC.gov