McGurk William J 4

Accession 0001140361-11-014726

CIK 0001501364other

View on SEC.gov Company Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:13 PM ET

Size

23.5 KB

Accession

0001140361-11-014726

Insider Transaction Report

Form 4

Period: 2011-03-03

Rockville Financial, Inc. /CT/RCKBD

McGurk William J

DirectorPresident & CEO

Transactions

Other
Stock Options
2011-03-03+45,501→ 45,501 total
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (45,501 underlying)
Other
Stock Options
2011-03-03+47,169→ 47,169 total
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (47,169 underlying)
Other
Stock Options
2011-03-03+53,691→ 53,691 total
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (53,691 underlying)
Other
Common Stock
2011-03-03+12,884→ 12,884 total(indirect: By 401(k))
Other
Common Stock
2011-03-03+188,757→ 188,757 total
Other
Common Stock
2011-03-03+15,699→ 15,699 total(indirect: By Rockville Bank ESOP Plan)
Purchase
Common Stock
2011-03-03$10.00/sh+6,500$65,000→ 6,500 total
Other
Stock Options
2011-03-03+45,501→ 45,501 total
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (45,501 underlying)
Other
Stock Options
2011-03-03+45,501→ 45,501 total
Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (45,501 underlying)

Footnotes (10)

[F1]Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
[F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
[F2]Includes 15,000 shares held jointly with wife.
[F3]Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio becomes 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio becomes 12,740 shares) withheld by the Issuer for tax withholding purposes.
[F4]Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio becomes 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio becomes 1,054 shares) withheld by the Issuer for tax withholding purposes.
[F5]Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of March 3, 2011.
[F6]Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
[F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
[F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
[F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

→

Entity typeother

Related Parties

filerCIK 0001313289

Filing Metadata

Form type: 4
Filed: Mar 6, 7:00 PM ET
Accepted: Mar 7, 4:13 PM ET
Size: 23.5 KB

View on SEC.gov