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4//SEC Filing

White Darlene S 4

Accession 0001140361-11-014745

CIK 0001501364other
View on SEC.govCompany Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:23 PM ET

Size

24.2 KB

Accession

0001140361-11-014745

Insider Transaction Report

Form 4
Period: 2011-03-03
Rockville Financial, Inc. /CT/RCKBD
White Darlene S
Other
Transactions
  • Other

    Common Stock

    2011-03-03+4,824→ 4,824 total(indirect: By 401(k))
  • Other

    Common Stock

    2011-03-03+10,005→ 10,005 total
  • Other

    Common Stock

    2011-03-03+6,430→ 6,430 total(indirect: By Rockville Bank ESOP Plan)
  • Purchase

    Common Stock

    2011-03-03$10.00/sh+1,000$10,000→ 1,000 total(indirect: By 401(k))
  • Other

    Stock Options

    2011-03-03+8,341→ 8,341 total
    Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (8,341 underlying)
  • Other

    Stock Options

    2011-03-03+9,858→ 9,858 total
    Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (9,858 underlying)
  • Other

    Stock Options

    2011-03-03+9,858→ 9,858 total
    Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (9,858 underlying)
  • Other

    Stock Options

    2011-03-03+8,493→ 8,493 total
    Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (8,493 underlying)
  • Other

    Stock Options

    2011-03-03+6,976→ 6,976 total
    Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (6,976 underlying)
Footnotes (10)
  • [F1]Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
  • [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  • [F2]Includes 4,264 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio becomes 6,066 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 1,188 shares (x 1.5167 exchange ratio becomes 1,801 shares) withheld by the Issuer for tax withholding purposes.
  • [F3]Includes 1,289 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio becomes 1,516 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares (x 1.5167 exchange ratio becomes 227 shares) withheld by the Issuer for tax withholding purposes.
  • [F4]Includes 1,437 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares (x 1.5167 exchange ratio becomes 1,516 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 52 shares (x 1.5167 exchange ratio becomes 78 shares) withheld by the Issuer for tax withholding purposes.
  • [F5]Shares allocated to the account of Ms. White under the Rockville Bank Employee Stock Ownership Plan, of which 5,142.400 shares are vested as of March 3, 2011.
  • [F6]Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

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Entity typeother

Related Parties

1
  • filerCIK 0001360754

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:23 PM ET
Size
24.2 KB
View on SEC.gov