Engelson David A 4

Accession 0001140361-11-014757

CIK 0001501364other

View on SEC.gov Company Profile

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:28 PM ET

Size

19.5 KB

Accession

0001140361-11-014757

Insider Transaction Report

Form 4

Period: 2011-03-03

Rockville Financial, Inc. /CT/RCKB

Engelson David A

Director

Transactions

Other
Common Stock
2011-03-03+56,836→ 56,836 total
Other
Common Stock
2011-03-03+7,583→ 7,583 total(indirect: By Spouse)
Purchase
Common Stock
2011-03-03$10.00/sh+2,990$29,900→ 2,990 total(indirect: By IRA)
Other
Stock Options
2011-03-03+5,308→ 5,308 total
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (5,308 underlying)
Other
Stock Option
2011-03-03+5,308→ 5,308 total
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (5,308 underlying)
Purchase
Common Stock
2011-03-03$10.00/sh+200$2,000→ 200 total
Other
Stock Options
2011-03-03+9,555→ 9,555 total
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (9,555 underlying)
Other
Stock Options
2011-03-03+5,308→ 5,308 total
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,308 underlying)

Footnotes (6)

[F1]Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
[F2]Includes 10,000 shares held jointly with wife.
[F3]Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
[F4]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
[F5]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
[F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

Rockville Financial, Inc. /CT/

CIK 0001501364

→

Entity typeother

Related Parties

filerCIK 0001312046

Filing Metadata

Form type: 4
Filed: Mar 6, 7:00 PM ET
Accepted: Mar 7, 4:28 PM ET
Size: 19.5 KB

View on SEC.gov