4//SEC Filing
Guenard Pamela J 4
Accession 0001140361-11-014759
CIK 0001501364other
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:29 PM ET
Size
14.5 KB
Accession
0001140361-11-014759
Insider Transaction Report
Form 4
Guenard Pamela J
Director
Transactions
- Other
Common Stock
2011-03-03+1,061→ 1,061 total - Purchase
Common Stock
2011-03-03$10.00/sh+4,000$40,000→ 4,000 total(indirect: By Spouse) - Other
Stock Options
2011-03-03+5,308→ 5,308 totalExercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (5,308 underlying) - Other
Stock Options
2011-03-03+5,308→ 5,308 totalExercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,308 underlying) - Other
Stock Options
2011-03-03+5,308→ 5,308 totalExercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (5,308 underlying)
Footnotes (6)
- [F1]Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
- [F2]Includes 200 shares held jointly with husband.
- [F3]Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
- [F4]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F5]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001398636
Filing Metadata
- Form type
- 4
- Filed
- Mar 6, 7:00 PM ET
- Accepted
- Mar 7, 4:29 PM ET
- Size
- 14.5 KB