STEPHENSON KENT R 4
4 · DYNEGY INC. · Filed Mar 9, 2011
Insider Transaction Report
Form 4
DYNEGY INC.DYN
STEPHENSON KENT R
Senior VP, General Counsel
Transactions
- Award
Phantom Stock Units
2011-03-07$5.80/sh+101,078$586,252→ 101,078 total→ Common Stock (101,078 underlying)
Holdings
- 13,752
Common Stock
- 4,198(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Includes 7,583 shares of Restricted common stock which vest in full on March 3, 2013.
- [F2]Rounded. Reflects shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of March 7, 2011.
- [F3]The grants of the phantom stock units were approved by a committee of the Issuer's board of directors on March 7, 2011.
- [F4]Each unit of phantom stock is the economic equivalent of one share of common stock. The phantom stock units vest in three equal installments beginning March 7, 2012. The units of phantom stock become payable in cash within 30 days after the vesting date.