4//SEC Filing
Cook Charles C 4
Accession 0001140361-11-015440
CIK 0001379895other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 5:29 PM ET
Size
7.5 KB
Accession
0001140361-11-015440
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Cook Charles C
Executive Vice President
Transactions
- Award
Phantom Stock Units
2011-03-07$5.80/sh+131,250$761,250→ 131,250 total→ Common Stock (131,250 underlying)
Holdings
- 27,845
Common Stock
- 4,597(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Includes 21,146 shares of Restricted common stock which vest in full on on March 3, 2013.
- [F2]Rounded. Reflects shares held for the reporting person's account by the Trustee of the Dynegy Inc. 401(k) Savings Plan as of March 7, 2011.
- [F3]The grants of the phantom stock units were approved by a committee of the Issuer's board of directors on March 7, 2011.
- [F4]Each unit of phantom stock is the economic equivalent of one share of common stock. The phantom stock units vest in three equal installments beginning March 7, 2012. The units of phantom stock become payable in cash within 30 days after the vesting date.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeother
Related Parties
1- filerCIK 0001422588
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 5:29 PM ET
- Size
- 7.5 KB