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HUFFSTETLER JOHN STEPHEN 4

Accession 0001140361-11-015817

CIK 0001051871other
View on SEC.govCompany Profile

Filed

Mar 9, 7:00 PM ET

Accepted

Mar 10, 7:42 PM ET

Size

12.4 KB

Accession

0001140361-11-015817

Insider Transaction Report

Form 4
Period: 2011-03-08
CITIZENS SOUTH BANKING CORPCSBC
HUFFSTETLER JOHN STEPHEN
Senior VP of Subsidiary Bank
Transactions
  • Sale

    Common Stock

    2011-03-08$4.90/sh−1,018$4,988→ 15,432 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    16,479

  • Stock Option (Right to Buy)

    Exercise: $14.32From: 2003-11-03Exp: 2013-11-03→ Common Stock (21,000 underlying)
    21,000

  • Stock Option (Right to Buy)

    Exercise: $4.76Exp: 2019-03-16→ Common Stock (211 underlying)
    211

  • Stock Option (Right to Buy)

    Exercise: $7.62Exp: 2018-06-16→ Common Stock (5,250 underlying)
    5,250

  • Common Stock

    (indirect: By IRA)
    3,142

  • Common Stock

    (indirect: By his ESOP)
    11,849
Footnotes (5)
  • [F1]Reflects adjustment for stock split distributed on November 15, 2010.
  • [F2]Includes a total of 15,750 Restricted Stock Awards, composed of 5,250 Restricted Stock Awards that will vest over a five-year period, commencing on June 16, 2008, the date of the award, at the rate of 10% on June 16, 2009, 10% on June 16, 2010, 10% on June 16, 2011, 35% on June 16, 2012, and 35% on June 16, 2013; and includes 10,500 Recognition and Retention Plan shares awarded on November 3, 2003, that fully vested on November 3, 2010. Accordingly, 11,550 shares have vested and 4,200 shares have not vested.
  • [F3]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on March 16, 2010, and continuing each anniversary thereafter through March 16, 2014.
  • [F4]This incentive stock option vests in five equal annual installments, with the first installment vesting one year from the date of grant, or on June 16, 2009, and continuing each anniversary thereafter through June 16, 2013.
  • [F5]This incentive stock option was awarded on November 3, 2003, and has vested. Accordingly, 23,142 incentive stock options have vested and 3,319 incentive stock options have not vested.

Documents

1 file

Issuer

CITIZENS SOUTH BANKING CORP

CIK 0001051871

→
Entity typeother

Related Parties

1
  • filerCIK 0001250008

Filing Metadata

Form type
4
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 7:42 PM ET
Size
12.4 KB
View on SEC.gov