4//SEC Filing
ATKINS CHARLES F 4
Accession 0001140361-11-016010
CIK 0001071992other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 1:35 PM ET
Size
12.6 KB
Accession
0001140361-11-016010
Insider Transaction Report
Form 4
ATKINS CHARLES F
Director
Transactions
- Purchase
Common Stock
2011-03-11$2.55/sh+27,921$71,199→ 100,835 total
Holdings
- 50,100(indirect: By Affiliated Corporation)
Common Stock
- 14,847
Phantom Stock Units
From: 2012-01-26Exp: 2012-01-26→ Common Stock (7,617 underlying) - 9,184
Phantom Stock Units
From: 2011-01-27Exp: 2011-01-27→ Common Stock (9,184 underlying) - 12,999(indirect: By Affiliated Corporation)
Common Stock
- 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 2,000
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,000 underlying) - 1,000(indirect: By Affiliated Corporation)
Common Stock
Footnotes (5)
- [F1]AGA Corporation - 19.8% owned by reporting person.
- [F2]AK&K Corporation - 25% owned by reporting person.
- [F3]Taboys Corporation - 100% owned by reporting person.
- [F4]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated November 20, 2008). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock upon the reporting person's termination of service as a director due to complete retirement, disability, death, or other separation from service, or upon a date certain specified by the participant.
- [F5]Subscription Rights Offering to Legacy Shareholders of record date January 27, 2011 - Mr. Atkins acquired 27,921 shares. The Rights Offering Prospectus was mailed February 14, 2011, and the subscription rights expired 5:00 p.m. March 4, 2011.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeother
Related Parties
1- filerCIK 0001269855
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 1:35 PM ET
- Size
- 12.6 KB