4//SEC Filing
WARRELL RAYMOND P JR 4
Accession 0001140361-11-017186
CIK 0000880643other
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 5:01 PM ET
Size
13.1 KB
Accession
0001140361-11-017186
Insider Transaction Report
Form 4
GENTA INC DE/GNTAD
WARRELL RAYMOND P JR
DirectorChairman & CEO
Transactions
- Sale
Common Stock
2011-03-14$0.09/sh−100,000$9,230→ 229,572,275 total - Conversion
Common Stock
2011-03-14$0.01/sh+499,368$7,091→ 229,672,275 total - Conversion
15% Senior Convertible Promissory Note
2011-03-14→ 118,579,395 totalExercise: $0.01From: 2008-10-07Exp: 2011-09-04→ Common Stock (499,368 underlying) - Sale
Common Stock
2011-03-16$0.08/sh−100,000$7,860→ 229,372,275 total - Sale
Common Stock
2011-03-15$0.07/sh−100,000$7,500→ 229,472,275 total
Holdings
- 1,180,204(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 499,580 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 119,420 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Warrell, 118,579,395 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 9, 2011, as amended, (the Notes), held in joint account with Dr. Itri, 683,380 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 97,045,892 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account with Dr. Itri, 12,676,270 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account with Dr. Itri and 68,338 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA.
- [F2]Includes 52,622 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 1,025,070 shares of common stock issuable upon the conversion of Notes held by Dr. Itri's IRA and 102,512 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA.
Documents
Issuer
GENTA INC DE/
CIK 0000880643
Entity typeother
Related Parties
1- filerCIK 0001100843
Filing Metadata
- Form type
- 4
- Filed
- Mar 15, 8:00 PM ET
- Accepted
- Mar 16, 5:01 PM ET
- Size
- 13.1 KB