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Wyman Kevin 4

Accession 0001140361-11-018510

CIK 0001196298other

View on SEC.gov Company Profile

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 5:01 PM ET

Size

41.5 KB

Accession

0001140361-11-018510

Insider Transaction Report

Form 4

Period: 2011-03-10

NEPHROS INCNEPHD

10% Owner

Transactions

Other
Class D Warrants
2011-03-10+1→ 1 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2012-11-14→ Common Stock, par value $0.001 per share (285,489 underlying)
Purchase
Common Stock, par value $0.001 per share
2011-03-10+520,242→ 525,079 total(indirect: See Footnote)
Purchase
Common Stock Warrants
2011-03-10+10,404,862→ 10,404,862 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2016-03-10→ Common Stock, par value $0.001 per share (480,981 underlying)

Southpaw Credit Opportunity Master Fund, L.P.

10% Owner

Transactions

Purchase
Common Stock, par value $0.001 per share
2011-03-10+520,242→ 525,079 total(indirect: See Footnote)
Purchase
Common Stock Warrants
2011-03-10+10,404,862→ 10,404,862 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2016-03-10→ Common Stock, par value $0.001 per share (480,981 underlying)
Other
Class D Warrants
2011-03-10+1→ 1 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2012-11-14→ Common Stock, par value $0.001 per share (285,489 underlying)

10% Owner

Transactions

Purchase
Common Stock, par value $0.001 per share
2011-03-10+520,242→ 525,079 total(indirect: See Footnote)
Other
Class D Warrants
2011-03-10+1→ 1 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2012-11-14→ Common Stock, par value $0.001 per share (285,489 underlying)
Purchase
Common Stock Warrants
2011-03-10+10,404,862→ 10,404,862 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2016-03-10→ Common Stock, par value $0.001 per share (480,981 underlying)

Southpaw Asset Management LP

10% Owner

Transactions

Other
Class D Warrants
2011-03-10+1→ 1 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2012-11-14→ Common Stock, par value $0.001 per share (285,489 underlying)
Purchase
Common Stock Warrants
2011-03-10+10,404,862→ 10,404,862 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2016-03-10→ Common Stock, par value $0.001 per share (480,981 underlying)
Purchase
Common Stock, par value $0.001 per share
2011-03-10+520,242→ 525,079 total(indirect: See Footnote)

Southpaw Holdings LLC

10% Owner

Transactions

Other
Class D Warrants
2011-03-10+1→ 1 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2012-11-14→ Common Stock, par value $0.001 per share (285,489 underlying)
Purchase
Common Stock, par value $0.001 per share
2011-03-10+520,242→ 525,079 total(indirect: See Footnote)
Purchase
Common Stock Warrants
2011-03-10+10,404,862→ 10,404,862 total(indirect: See Footnote)
Exercise: $0.40From: 2011-03-10Exp: 2016-03-10→ Common Stock, par value $0.001 per share (480,981 underlying)

Footnotes (4)

[F1]See Exhibit 99.1
[F2]See Exhibit 99.1
[F3]See Exhibit 99.1
[F4]See Exhibit 99.1

Documents

2 files

Issuer

NEPHROS INC

CIK 0001196298

Entity typeother

Related Parties

1

filerCIK 0001385599

Filing Metadata

Form type: 4
Filed: Mar 23, 8:00 PM ET
Accepted: Mar 24, 5:01 PM ET
Size: 41.5 KB

View on SEC.gov