Home/Filings/4/0001140361-11-018748
4//SEC Filing

WARRELL RAYMOND P JR 4

Accession 0001140361-11-018748

CIK 0000880643other

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 5:02 PM ET

Size

11.0 KB

Accession

0001140361-11-018748

Insider Transaction Report

Form 4
Period: 2011-03-22
WARRELL RAYMOND P JR
DirectorChairman & CEO
Transactions
  • Sale

    Common Stock

    2011-03-23$0.03/sh425,000$13,260227,884,939 total
  • Sale

    Common Stock

    2011-03-22$0.04/sh425,000$14,960228,309,939 total
  • Sale

    Common Stock

    2011-03-24$0.03/sh462,000$15,708227,422,939 total
  • Sale

    Common Stock

    2011-03-25$0.03/sh300,472$9,615227,122,467 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,180,204
Footnotes (2)
  • [F1]Includes 1,187,684 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 119,420 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Warrell, 116,581,923 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 9, 2011, as amended, (the Notes), held in joint account with Dr. Itri, 683,380 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 96,992,924 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account with Dr. Itri, 12,676,270 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account with Dr. Itri and 68,338 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA.
  • [F2]Includes 52,622 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 1,025,070 shares of common stock issuable upon the conversion of Notes held by Dr. Itri's IRA and 102,512 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA

Documents

1 file

Issuer

GENTA INC DE/

CIK 0000880643

Entity typeother

Related Parties

1
  • filerCIK 0001100843

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 5:02 PM ET
Size
11.0 KB