WARRELL RAYMOND P JR 4
4 · GENTA INC DE/ · Filed Mar 25, 2011
Insider Transaction Report
Form 4
GENTA INC DE/GNTA
WARRELL RAYMOND P JR
DirectorChairman & CEO
Transactions
- Sale
Common Stock
2011-03-23$0.03/sh−425,000$13,260→ 227,884,939 total - Sale
Common Stock
2011-03-22$0.04/sh−425,000$14,960→ 228,309,939 total - Sale
Common Stock
2011-03-24$0.03/sh−462,000$15,708→ 227,422,939 total - Sale
Common Stock
2011-03-25$0.03/sh−300,472$9,615→ 227,122,467 total
Holdings
- 1,180,204(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Includes 1,187,684 shares of common stock held jointly with Dr. Warrell's spouse, Dr. Itri, 119,420 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Warrell, 116,581,923 shares of common stock issuable upon the conversion of Senior Convertible Promissory Notes due September 9, 2011, as amended, (the Notes), held in joint account with Dr. Itri, 683,380 shares of common stock issuable upon the conversion of Notes held by Dr. Warrell's IRA, 96,992,924 shares of common stock issuable upon the exercise of March 2010 Warrants held in joint account with Dr. Itri, 12,676,270 shares of common stock issuable upon the exercise of December 2010 Warrants held in joint account with Dr. Itri and 68,338 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Warrell's IRA.
- [F2]Includes 52,622 shares of common stock potentially issuable upon the vesting of currently outstanding restricted stock units held by Dr. Itri, 1,025,070 shares of common stock issuable upon the conversion of Notes held by Dr. Itri's IRA and 102,512 shares of common stock issuable upon the exercise of December 2010 Warrants held by Dr. Itri's IRA