POKERTEK, INC.·4

Mar 29, 12:55 PM ET

Crawford James T III 4

4 · POKERTEK, INC. · Filed Mar 29, 2011

Insider Transaction Report

Form 4
Period: 2011-03-23
Crawford James T III
DirectorPresident10% Owner
Transactions
  • Award

    Stock Options

    2011-03-23+30,00030,000 total
    Exercise: $1.35From: 2012-03-31Exp: 2021-03-23Common (30,000 underlying)
  • Award

    Stock Options

    2011-03-23+40,00040,000 total
    Exercise: $1.35Exp: 2021-03-23Common (40,000 underlying)
Holdings
  • Common Stock

    39,313
  • Stock Options

    Exercise: $2.03Exp: 2019-09-11Common (55,000 underlying)
    55,000
  • Stock Options

    Exercise: $1.20Exp: 2020-03-31Common (30,000 underlying)
    30,000
  • Common Stock

    (indirect: By LLC)
    671,128
Footnotes (5)
  • [F1]16.67% of the shares underlying this option vest every six months from March 23, 2011, the date of the option grant.
  • [F2]Not applicable.
  • [F3]Vesting of the shares underlying this option on March 31, 2012 is subject to the achievement of certain performance objectives by the Issuer with respect to the products placed, revenues and EBITDA for the 2011 fiscal year. Options for 10,000 shares will be subject to forfeiture as of March 31, 2012 for each unattained performance objective.
  • [F4]16.67% of the shares underlying this option vest every six months from September 11, 2009, the date of the option grant.
  • [F5]16.67% of the shares underlying this option vest every six months from March 31, 2010, the date of the option grant.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4