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4//SEC Filing

Crawford James T III 4

Accession 0001140361-11-019091

CIK 0001302177other
View on SEC.govCompany Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 12:55 PM ET

Size

13.6 KB

Accession

0001140361-11-019091

Insider Transaction Report

Form 4
Period: 2011-03-23
POKERTEK, INC.PTEK
Crawford Ventures, LLC
10% Owner
Transactions
  • Award

    Stock Options

    2011-03-23+40,000→ 40,000 total
    Exercise: $1.35Exp: 2021-03-23→ Common (40,000 underlying)
  • Award

    Stock Options

    2011-03-23+30,000→ 30,000 total
    Exercise: $1.35From: 2012-03-31Exp: 2021-03-23→ Common (30,000 underlying)
Holdings

  • Stock Options

    Exercise: $2.03Exp: 2019-09-11→ Common (55,000 underlying)
    55,000

  • Common Stock

    (indirect: By LLC)
    671,128

  • Stock Options

    Exercise: $1.20Exp: 2020-03-31→ Common (30,000 underlying)
    30,000

  • Common Stock

    39,313
Crawford James T III
DirectorPresident10% Owner
Transactions
  • Award

    Stock Options

    2011-03-23+30,000→ 30,000 total
    Exercise: $1.35From: 2012-03-31Exp: 2021-03-23→ Common (30,000 underlying)
  • Award

    Stock Options

    2011-03-23+40,000→ 40,000 total
    Exercise: $1.35Exp: 2021-03-23→ Common (40,000 underlying)
Holdings

  • Common Stock

    39,313

  • Stock Options

    Exercise: $2.03Exp: 2019-09-11→ Common (55,000 underlying)
    55,000

  • Stock Options

    Exercise: $1.20Exp: 2020-03-31→ Common (30,000 underlying)
    30,000

  • Common Stock

    (indirect: By LLC)
    671,128
Footnotes (5)
  • [F1]16.67% of the shares underlying this option vest every six months from March 23, 2011, the date of the option grant.
  • [F2]Not applicable.
  • [F3]Vesting of the shares underlying this option on March 31, 2012 is subject to the achievement of certain performance objectives by the Issuer with respect to the products placed, revenues and EBITDA for the 2011 fiscal year. Options for 10,000 shares will be subject to forfeiture as of March 31, 2012 for each unattained performance objective.
  • [F4]16.67% of the shares underlying this option vest every six months from September 11, 2009, the date of the option grant.
  • [F5]16.67% of the shares underlying this option vest every six months from March 31, 2010, the date of the option grant.

Documents

1 file

Issuer

POKERTEK, INC.

CIK 0001302177

→
Entity typeother

Related Parties

1
  • filerCIK 0001340708

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 12:55 PM ET
Size
13.6 KB
View on SEC.gov