Home/Filings/4/0001140361-11-020175
4//SEC Filing

Gifford Russell M 4

Accession 0001140361-11-020175

CIK 0000010048other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 5:17 PM ET

Size

9.6 KB

Accession

0001140361-11-020175

Insider Transaction Report

Form 4
Period: 2011-03-31
Gifford Russell M
DirectorEVP, CFO, Treas., Secy
Transactions
  • Disposition to Issuer

    Common Stock

    2011-03-31$7.24/sh22,500$162,90086,200 total
  • Exercise/Conversion

    Common Stock

    2011-03-31$4.32/sh+22,500$97,200108,700 total
  • Exercise/Conversion

    Stock Appreciation Right

    2011-03-3122,50067,500 total
    Exercise: $4.32Exp: 2019-12-11Common Stock (22,500 underlying)
Holdings
  • Common Stock

    (indirect: By Daughters)
    3,300
Footnotes (2)
  • [F1]Consists of 1,100 shares of common stock of the issuer held by each of the reporting persons's three daughters, two of whom share the reporting persons's household. The reporting person disclaims beneficial ownership of the common stock held by the daughter who does not share his household, and this report should not be deemed an admission that the reporting person is the beneficial owner of such daughter's shares for purposes of Section 16 or any other purpose.
  • [F2]The Stock Appreciation Right became exercisable as to 22,500 shares on December 11, 2010. The remaining 67,500 shares subject to the Stock Appreciation Right become exercisable in three annual installments beginning on December 11, 2011.

Documents

1 file

Issuer

BARNWELL INDUSTRIES INC

CIK 0000010048

Entity typeother

Related Parties

1
  • filerCIK 0001305303

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:17 PM ET
Size
9.6 KB