COHEN ALAN 4
4 · EMERGING VISION INC · Filed Apr 4, 2011
Insider Transaction Report
Form 4
EMERGING VISION INCISEE.OB
COHEN ALAN
Director
Transactions
- Other
Common Stock
2011-04-01−7,571,890→ 127,798,127 total(indirect: By LLC) - Exercise of In-Money
Stock Options
2011-03-31−100,000→ 525,000 totalExercise: $0.05From: 2003-05-30Exp: 2013-05-30→ Common Stock (100,000 underlying) - Exercise of In-Money
Common Stock
2011-03-31$0.05/sh+100,000$5,000→ 8,096,890 total
Footnotes (3)
- [F1]These shares were contributed to EMVI Acquisition Corp., a wholly-owned subsidiary of EMVI Holdings, LLC, in exchange for an equal number of membership interests in EMVI Holdings, LLC.
- [F2]Includes options to purchase 525,000 common shares consisting of (a) options to purchase 100,000 shares at an exercise price of $0.33 per share, (b) options to purchase 75,000 shares at an exercise price of $0.15 per share, (c) options to purchase 75,000 shares at an exercise price of $0.47 per share, (d) options to purchase 125,000 shares at an exercise price of $0.21 per share, and (e) options to purchase 150,000 shares at an exercise price of $0.10 per share
- [F3]See Column 2.