4//SEC Filing
Buchholz Christopher E 4
Accession 0001140361-11-020826
CIK 0001501364other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 4:05 PM ET
Size
16.4 KB
Accession
0001140361-11-020826
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2011-04-01$10.55/sh−238$2,511→ 21,555 total
Holdings
- 9,858
Stock Options
Exercise: $11.72From: 2008-12-13Exp: 2016-12-13→ Common Stock (9,858 underlying) - 15,167
Stock Options
Exercise: $7.90From: 2008-02-20Exp: 2018-02-20→ Common Stock (15,167 underlying) - 17,062
Stock Options
Exercise: $6.09From: 2009-03-16Exp: 2019-03-16→ Common Stock (17,062 underlying) - 9,150(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 15,167
Stock Options
Exercise: $9.46From: 2007-08-14Exp: 2017-08-14→ Common Stock (15,167 underlying) - 10,154(indirect: By 401(k))
Common Stock
- 10,700
Stock Options
Exercise: $7.42From: 2010-11-15Exp: 2020-11-15→ Common Stock (10,700 underlying)
Footnotes (10)
- [F1]Includes 3596 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares (x 1.5167 exchange ratio became 3791 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 129 (x 1.5167 exchange ratio became 195 shares)withheld by the Issuer for tax withholding purposes.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 3958 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio became 6066) vested 20% on December 22, 2006, and each December 13 of 2007, 2008, 2009 and 2010. The reported number of shares is net of 1390 (x 1.5167 exchange ratio became 2108 shares)withheld by the Issuer for tax withholding purposes.
- [F3]Includes 10,923 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 10,000 shares (x 1.5167 exchange ratio became 15,167 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2798 (x 1.5167 exchange ratio became 4,243 shares)withheld by the Issuer for tax withholding purposes.
- [F4]Includes 3,077 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares (x 1.5167 exchange ratio became 3791 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 314 (x 1.5167 exchange ratio became 714 shares)withheld by the Issuer for tax withholding purposes.
- [F5]Transaction representing shares withheld by the Issuer for tax withholding purposes on April 1, 2011 with respect to the vesting of and removal of restrictions on certain shares of Restricted Stock previously issued to the Reporting Person by the Issuer under its 2006 Stock Incentive Award Plan.
- [F6]Shares allocated to the account of Mr. Buchholz under the Rockville Bank Employee Stock Ownership Plan, of which 7318.400 shares are vested as of April 1, 2011.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and are exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial, Inc. /CT/
CIK 0001501364
Entity typeother
Related Parties
1- filerCIK 0001365762
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 4:05 PM ET
- Size
- 16.4 KB